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Memo#
20790

Consolidation of NASD and NYSE Member Regulation Operations

    [20790]   January 17, 2007 TO: BOARD OF GOVERNORS No. 4-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 4-07 SEC RULES COMMITTEE No. 5-07     RE: CONSOLIDATION OF NASD AND NYSE MEMBER REGULATION OPERATIONS   As we previously informed you, on November 28, the NASD and NYSE announced the...
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Memo#
20791

IDC Survey of Independent Directors

    [20791]   January 17, 2007 TO: BOARD OF GOVERNORS No. 5-07     RE: IDC SURVEY OF INDEPENDENT DIRECTORS   The Independent Directors Council is launching an important initiative to find new and better ways to serve the independent directors of ICI member funds.  I ask your help to...
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Memo#
20788

Quarterly Report to Boards of Institute Member Funds

    [20788]   January 16, 2007 TO: BOARD OF GOVERNORS No. 3-07 INVESTMENT COMPANY DIRECTORS No. 3-07 INDEPENDENT DIRECTORS COUNCIL No. 1-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 2-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 3-07 SEC RULES COMMITTEE No. 4-07 SMALL FUNDS MEMBERS No...
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Memo#
20761

SEC Releases Staff Economic Papers Relating to Fund Governance

    [20761]   January 5, 2007 TO: BOARD OF GOVERNORS No. 2-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 3-07 SEC RULES MEMBERS No. 3-07 SMALL FUNDS MEMBERS No. 3-07     RE: SEC RELEASES STAFF ECONOMIC PAPERS RELATING TO FUND GOVERNANCE   As we previously reported, the Securities and...
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Memo#
20747

Internet Disclosure and XBRL

    [20747]   January 3, 2007 TO: BOARD OF GOVERNORS No. 1-07     RE: INTERNET DISCLOSURE AND XBRL   I am writing to update you on our efforts, in cooperation with the Securities and Exchange Commission, to achieve meaningful reform of the current fund disclosure regime.  As you know...
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Memo#
20739

ICI, Federal Government and Exchanges Closed on January 2, 2007

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20739] December 29, 2006 TO: ACCOUNTING/TREASURERS MEMBERS...
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Memo#
20715

Request for Nominees to the Board Of Governors

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20715] December 21, 2006 TO: BOARD OF GOVERNORS No. 34-06...