Board of Governors Content

    [21819]   October 10, 2007 TO: BOARD OF GOVERNORS No. 24-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-07 INDEPENDENT DIRECTORS COUNCIL No. 3-07 INVESTMENT COMPANY DIRECTORS No. 23-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 28-07 SEC RULES COMMITTEE No. 83-07 SMALL FUNDS MEMBERS...

[21673] September 27, 2007 TO: BOARD OF GOVERNORS No. 23-07CLOSED-END INVESTMENT COMPANY MEMBERS No. 59-07SEC RULES MEMBERS No. 129-07SMALL FUNDS MEMBERS No. 91-07 RE: NYSE PROXY WORKING GROUP REPORT ADDENDUM The New York Stock Exchange created a working group (“Working Group”) in...

  [21613]   September 20, 2007 TO: BOARD OF GOVERNORS No. 22-07 CEOS INVESTMENT COMPANY DIRECTORS No. 21-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 22-07 SEC RULES MEMBERS No. 125-07 SMALL FUNDS MEMBERS No. 84-07 RE: REMARKS BY INSTITUTE PRESIDENT ON RULE 12b-1   Last week, Institute...

    [21555]   September 4, 2007 TO: BOARD OF GOVERNORS No. 21-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 19-07 PENSION MEMBERS No. 50-07 RE: INSTITUTE LETTER TO OMB SUPPORTING DOL PROPOSAL ON DEFAULT INVESTMENTS   On Friday, August 31, the Institute sent the attached letter to the...

[21465]   August 10, 2007 TO: BOARD OF GOVERNORS No. 20-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 18-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-07 COMPLIANCE ADVISORY COMMITTEE No. 17-07 EQUITY MARKETS ADVISORY COMMITTEE No. 47-07 FIXED-INCOME ADVISORY COMMITTEE No. 21-07 INST...

    [21378]   July 20, 2007 TO: BOARD OF GOVERNORS No. 19-07 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 22-07 BROKER/DEALER ADVISORY COMMITTEE No. 38-07 OPERATIONS MEMBERS No. 12-07 SEC RULES MEMBERS No. 89-07 SMALL FUNDS MEMBERS No. 58-07 TAX MEMBERS No. 30-07 TECHNOLOGY...

    [21324]   July 3, 2007 TO: BOARD OF GOVERNORS No. 18-07 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-07 INDEPENDENT DIRECTORS COUNCIL No. 2-07 INVESTMENT COMPANY DIRECTORS No. 13-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 13-07 SEC RULES COMMITTEE No. 56-07 SMALL FUNDS MEMBERS No...

    [21235]   June 13, 2007 TO: BOARD OF GOVERNORS No. 17-07 INVESTMENT COMPANY DIRECTORS No. 12-07 SEC RULES MEMBERS No. 62-07 SMALL FUNDS MEMBERS No. 42-07 TAX MEMBERS No. 24-07     RE: SEC ANNOUNCES AGENDA AND PARTICIPANTS FOR JUNE 19 ROUNDTABLE ON RULE 12B-1; REQUESTS COMMENTS ON...

    [21229]   June 11, 2007 TO: BOARD OF GOVERNORS No. 16-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 33-07 COMPLIANCE MEMBERS No. 23-07 INVESTMENT COMPANY DIRECTORS No. 11-07 OPERATIONS COMMITTEE No. 10-07 SEC RULES MEMBERS No. 59-07 SMALL FUNDS MEMBERS No. 39-07 TRANSFER AGENT...