Board of Governors Content

    [24206]   March 30, 2010 TO: BOARD OF GOVERNORS No. 3-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 17-10 INVESTMENT COMPANY DIRECTORS No. 6-10 PUBLIC COMMUNICATIONS COMMITTEE No. 1-10 SEC RULES MEMBERS No. 27-10 SMALL FUNDS MEMBERS No. 21-10     RE: SUPREME COURT ISSUES DECISION...

    [24148]   February 24, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 6-10 BOARD OF GOVERNORS No. 2-10 BROKER/DEALER ADVISORY COMMITTEE No. 8-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-10 MUNICIPAL SECURITIES ADVISORY...

    [24066]   January 7, 2010 TO: BOARD OF GOVERNORS No. 1-10 SEC RULES MEMBERS No. 5-10 SMALL FUNDS MEMBERS No. 3-10 BROKER/DEALER ADVISORY COMMITTEE No. 1-10     RE: ILLINOIS APPELLATE COURT RULES THAT SLUSA PRECLUDES CLASS ACTIONS ALLEGING NEGLIGENCE BASED ON MARKET TIMING   We are...

    [24036]   December 21, 2009 TO: BOARD OF GOVERNORS No. 9-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 65-09 COMPLIANCE MEMBERS No. 55-09 EQUITY MARKETS ADVISORY COMMITTEE No. 60-09 ETF ADVISORY COMMITTEE No. 43-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-09 FEDERAL LEGISLATION...

    [23826]   October 1, 2009 TO: BOARD OF GOVERNORS No. 8-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 41-09 SEC RULES MEMBERS No. 102-09 SMALL FUNDS MEMBERS No. 55-09     RE: ICI/IDC RELEASE OVERVIEW OF FUND GOVERNANCE PRACTICES   The Investment Company Institute and the Independent...

    [23616]   July 9, 2009 TO: BOARD OF GOVERNORS No. 7-09 INVESTMENT COMPANY DIRECTORS No. 19-09 SEC RULES MEMBERS No. 73-09 ACCOUNTING/TREASURERS MEMBERS No. 31-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 27-09 SMALL FUNDS MEMBERS No. 42-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 9...

[23604]   July 2, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 27-09 BOARD OF GOVERNORS No. 6-09 BROKER/DEALER ADVISORY COMMITTEE No. 38-09 INVESTMENT COMPANY DIRECTORS No. 18-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 25-09...

[23567]   June 19, 2009 TO: BOARD OF GOVERNORS No. 5-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-09 EQUITY MARKETS ADVISORY COMMITTEE No. 30-09 FEDERAL LEGISLATION MEMBERS No. 6-09 FIXED-INCOME ADVISORY COMMITTEE No. 14-09 INTERNATIONAL MEMBERS No. 14-09 INVESTMENT ADVISER MEMBERS...

    [23315]   March 12, 2009 TO: BOARD OF GOVERNORS No. 4-09 EQUITY MARKETS ADVISORY COMMITTEE No. 11-09 FEDERAL LEGISLATION MEMBERS No. 2-09 FIXED-INCOME ADVISORY COMMITTEE No. 6-09 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 8-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 8-09...

    [23264]   February 20, 2009 TO: BOARD OF GOVERNORS No. 3-09 PRIMARY CONTACTS - MEMBER COMPLEX No. 2-09 SEC RULES COMMITTEE No. 6-09 SMALL FUNDS COMMITTEE No. 1-09     RE: INSTITUTE PRESIDENT’S SUBMISSION TO SEC CHAIRMAN SCHAPIRO   On January 27th, Mary Schapiro was sworn in as the...