Board of Governors Content

    [24994]   February 25, 2011 TO: BOARD OF GOVERNORS No. 1-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 27-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-11 SEC RULES MEMBERS No. 40-11 RE: ICI LETTER ON FSOC PROPOSAL REGARDING DESIGNATION OF NONBANK FINANCIAL COMPANIES FOR...

[24777] December 9, 2010 TO: BOARD OF GOVERNORS No. 12-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 69-10 ETF ADVISORY COMMITTEE No. 54-10 INVESTMENT COMPANY DIRECTORS No. 30-10 SEC RULES MEMBERS No. 134-10 SMALL FUNDS MEMBERS No. 81-10 RE: ICI/IDC FILE AMICI BRIEF WITH DC COURT OF...

[24752] December 1, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 39-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 50-10 BOARD OF GOVERNORS No. 11-10 BROKER/DEALER ADVISORY COMMITTEE No. 57-10 INVESTMENT COMPANY DIRECTORS No. 29-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 64-10...

[24696] November 10, 2010 TO: BOARD OF GOVERNORS No. 10-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 58-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 59-10 SEC RULES MEMBERS No. 118-10 RE: ICI LETTER ON FSOC DESIGNATIONS OF NONBANK FINANCIAL COMPANIES FOR HEIGHTENED SUPERVISION AND...

[24690] November 5, 2010 TO: BOARD OF GOVERNORS No. 9-10 INVESTMENT COMPANY DIRECTORS No. 28-10 SEC RULES MEMBERS No. 116-10 SMALL FUNDS MEMBERS No. 71-10 RE: IDC COMMENT LETTER ON SEC'S PROPOSAL TO REPLACE RULE 12B-1 WITH NEW REGULATORY FRAMEWORK   IDC today filed the attached...

[24689] November 5, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 37-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 48-10 BOARD OF GOVERNORS No. 8-10 BROKER/DEALER ADVISORY COMMITTEE No. 55-10 INVESTMENT COMPANY DIRECTORS No. 27-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 57-10...

  [24449]   July 28, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 22-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 23-10 BOARD OF GOVERNORS No. 7-10 BROKER/DEALER ADVISORY COMMITTEE No. 30-10 OPERATIONS MEMBERS No. 9-10 PENSION MEMBERS No. 31-10 PENSION OPERATIONS ADVISORY...

    [24431]   July 19, 2010 TO: BOARD OF GOVERNORS No. 6-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 37-10 COMPLIANCE MEMBERS No. 13-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-10 ETF ADVISORY COMMITTEE No. 29-10 EQUITY MARKETS ADVISORY COMMITTEE No. 27-10 FEDERAL LEGISLATION...

    [24325]   May 26, 2010 TO: BOARD OF GOVERNORS No. 5-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-10 COMPLIANCE MEMBERS No. 12-10 EQUITY MARKETS ADVISORY COMMITTEE No. 17-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-10 ETF ADVISORY COMMITTEE No. 19-10 FEDERAL LEGISLATION...

    [24306]   May 19, 2010 TO: BOARD OF GOVERNORS No. 4-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-10 SEC RULES MEMBERS No. 46-10 SMALL FUNDS MEMBERS No. 32-10 TAX MEMBERS No. 13-10 UNIT INVESTMENT TRUST MEMBERS No. 3-10     RE: INSTITUTE TESTIMONY ON FINANCIAL CRISIS...