June 7, 1989 TO: INVESTMENT ADVISER MEMBERS NO. 32-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 32-89 RE: INDIANA PASSES INVESTMENT ADVISER LAW __________________________________________________________ Effective July 1, 1989, investment advisers and investment adviser representatives...

June 5, 1989 TO: MARKETING COMMITTEE NO. 16-89 RE: MEETING NOTICE, JUNE 23, 1989 __________________________________________________________ A meeting of the Marketing Committee has been called for 10:00 a.m. Friday, June 23, 1989 in the Institute Offices, 1600 M Street, N.W., Suite...

June 1, 1989 TO: RESEARCH COMMITTEE NO. 17-89 RE: DEVELOPING A RESEARCH AGENDA FOR FISCAL 1989-1990 @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ Enclosed is a compilation of research activity and proposed projects for the fiscal year 1989-1990 which will be...

June 2, 1989 TO: BOARD OF GOVERNORS NO. 35-89 RE: INSTITUTE BRIEF SUBMITTED IN ACTION ON INDEX PARTICIPATIONS __________________________________________________________ Attached is a copy of the brief filed by the Institute in its action before the U.S. Court of Appeals for the...

June 1, 1989 TO: SMALL FUNDS MEMBERS NO. 3-89 RE: Generic Sales Literature, Audio-Visuals, and Training Materials __________________________________________________________ In response to expression of interest at the May 24 meeting of the committee, I am sending you: (1) a catalog...

June 1, 1989 TO: BOARD OF GOVERNORS NO. 34-89 CLOSED-END FUND COMMITTEE NO. 17-89 DIRECT MARKETING COMMITTEE NO. 22-89 MARKETING COMMITTEE NO. 15-89 OPERATIONS COMMITTEE NO. 9-89 PUBLIC INFORMATION COMMITTEE NO. 18-89 RESEARCH COMMITTEE NO. 16-89 SALES FORCE MARKETING COMMITTEE NO. 22...

May 30, 1989 TO: FEDERAL LEGISLATION MEMBERS NO. 7-89 FEDERAL LEGISLATION COMMITTEE NO. 7-89 RE: REPORT OF THE CHAIRMAN OF THE FEDERAL LEGISLATION COMMITTEE, MAY 1989 __________________________________________________________ Attached is a copy of the Report of the Chairman of the...

- 1 - May 26, 1989 TO: PENSION MEMBERS NO. 26-89 RE: IRS PROPOSED REGULATIONS CONCERNING MINIMUM COVERAGE AND PARTICIPATION REQUIREMENTS __________________________________________________________ Attached is a copy of recent IRS proposed regulations concerning the minimum coverage...

May 24, 1989 TO: STATE SECURITIES MEMBERS NO. 19-89 UNIT INVESTMENT TRUST MEMBERS NO. 30-89 RE: CALIFORNIA DEPARTMENT OF CORPORATIONS - LOS ANGELES OFFICE NEW ADDRESS __________________________________________________________ As many of you know, in March, 1989, there was a fire in...

May 24, 1989 TO: SALES FORCE MARKETING COMMITTEE NO. 21-89 RE: MINUTES OF LAST MEETING __________________________________________________________ Attached are the minutes of the last meeting of the Sales Force Marketing Committee, which was held on April 27, 1989 in Washington, D.C...