June 19, 1989 TO: CLOSED-END FUND COMMITTEE NO. 18-89 RE: REQUEST FOR COMMENTS ON PROPOSED PRINCIPLES OF INVESTMENT PERFORMANCE COMPUTATION FOR CLOSED-END FUNDS __________________________________________________________ As you are aware, a number of different performance computation...

June 19, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 28-89 RE: NOTICE OF TWO-DAY MEETING: JULY 25-26, 1989 __________________________________________________________ This is to confirm the two-day meeting of the Broker/Dealer Advisory Committee on Tuesday, July 25 and Wednesday...

June 16, 1989 TO: OPERATIONS COMMITTEE NO. 10-89 SEC RULES COMMITTEE NO. 28-89 BROKER/DEALER ADVISORY COMMITTEE NO. 27-89 TRANSFER AGENT SHAREHOLDER ACCOUNTING ADV. COMMITTEE NO. 12-89 RE: SEC APPROVES NASD PROPOSAL OF NEW REGISTRATION CATEGORY -- ADOPTING RELEASE CLARIFIES THAT...

July 26, 1989 TO: MEMBERS - ONE PER COMPLEX NO. 20-89 RE: 1988 INSTITUTIONAL SURVEY @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ The enclosed report summarizes the results of the Institute's 1988 Institutional Survey. This annual study provides detail on the...

June 16, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 24-89 RE: INSTITUTE TESTIFIES BEFORE OHIO SUBCOMMITTEE CONCERNING PROPOSED OHIO INVESTMENT ADVISER LEGISLATION __________________________________________________________ On June 7, 1989, the Institute testified on House Bill 226...

June 16, 1989 TO: RESEARCH COMMITTEE NO. 18-89 RE: RANKING RESEARCH PROJECTS FOR FISCAL 1989-1990 __________________________________________________________ I enclose the revised set of Group A projects which reflect discussions at the June 14th Committee meeting. The following points...

June 15, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 23-89 RE: INSTITUTE COMMENTS ON PROPOSED ILLINOIS INVESTMENT ADVISER RULES __________________________________________________________ On June 13, 1989, the Institute submitted the attached letter to the Illinois Securities Department...

June 15, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 26-89 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING MAY, 1989 __________________________________________________________ Attached is the Fund/SERV Status Report for the month ending May, 1989. We will continue to send you these...

- 1 - June 14, 1989 TO: BOARD OF GOVERNORS NO. 37-89 CLOSED-END FUND MEMBERS NO. 25-89 TAX MEMBERS NO. 17-89 RE: REVENUE RULING ON DISPROPORTIONATE ALLOCATIONS OF INCOME TYPE AMONG DIFFERENT CLASSES OF RIC SHAREHOLDERS __________________________________________________________...

June 14, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 25-89 RE: INSTITUTE RESPONDS TO ARTICLE ON MARKETABILITY OF UNIT TRUST SHARES __________________________________________________________ Recently, a New York-based financial newsweekly printed an article that stated that shares of...