July 18, 1989 TO: MEMBERS - ONE PER COMPLEX NO. 22-89 INTERNATIONAL FUNDS TASK FORCE NO. 7-89 RE: INTERNATIONAL MEETING OF THE TASK FORCE: INVESTING IN FOREIGN SECURITIES AND MARKETING ABROAD __________________________________________________________ As you may know, a number of years...

July 18, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 33-89 RE: 1. AGENDA - JULY 25-26 MEETING IN SOMERSET, NEW JERSEY 2. MINUTES - JUNE 16 MEETING IN BOSTON __________________________________________________________ Enclosed is the agenda for the upcoming Broker/Dealer Advisory...

July 18, 1989 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 34-89 RE: FUND/SERV STATUS REPORT FOR MONTH ENDING JUNE, 1989 __________________________________________________________ Attached is a copy of the FUND/Serv Status Report for the month ending June, 1989. We will continue to send...

July 18, 1989 TO: CLOSED-END FUND MEMBERS NO. 31-89 RE: NO-ACTION LETTER PERMITTING CLOSED-END FUNDS TO ISSUE PREFERRED STOCK WITH CLASS VOTING RIGHTS __________________________________________________________ The staff of the Division of Investment Management recently granted a no...

July 17, 1989 TO: SEC RULES COMMITTEE NO. 37-89 INTERNATIONAL FUNDS TASK FORCE NO. 3-89 CLOSED-END FUND COMMITTEE NO. 25-89 BROKER/DEALER ADVISORY COMMITTEE NO. 32-89 RE: ADOPTION OF RULE 15a-6 AND PROPOSAL OF CONCEPT RELEASE __________________________________________________________...

July 17, 1989 TO: SEC RULES COMMITTEE NO. 38-89 INTERNATIONAL FUNDS TASK FORCE NO. 4-89 CLOSED-END FUND COMMITTEE NO. 26-89 UNIT INVESTMENT TRUST COMMITTEE NO. 34-89 RE: REPROPOSED REGULATION S __________________________________________________________ The SEC has reproposed in the...

1 */ Pursuant to Code Section 6110(j)(3), a private letter ruling may not be used or cited as precedent except by the taxpayer to whom the ruling was issued. - 1 - July 17, 1989 TO: TAX MEMBERS NO. 24-89 OPTIONS AND FUTURES TASK FORCE NO. 5-89 RE: IRS PRIVATE LETTER RULING ON CODE...

July 17, 1989 TO: SEC RULES COMMITTEE NO. 40-89 INTERNATIONAL FUNDS TASK FORCE NO. 6-89 RE: MEETING TO DISCUSS COMMENTS ON REPROPOSED RULE 144A AND REGULATION S __________________________________________________________ The Commission recently reproposed Rule 144A and Regulation S....

July 17, 1989 TO: SEC RULES COMMITTEE NO. 39-89 INTERNATIONAL FUNDS TASK FORCE NO. 5-89 INVESTMENT ADVISERS COMMITTEE NO. 27-89 UNIT INVESTMENT TRUST COMMITTEE NO. 35-89 RE: PROPOSED RULE 144A __________________________________________________________ Attached is the SEC release...

July 17, 1989 TO: STATE SECURITIES MEMBERS NO. 25-89 UNIT INVESTMENT TRUST MEMBERS NO. 37-89 CLOSED-END FUND MEMBERS NO. 30-89 RE: UNIFORM LEGEND RESOLUTION AMENDED BY NASAA __________________________________________________________ The North American Securities Administrators...