June 14, 1989 TO: TRANSFER AGENT SHAREHOLDER ACCOUNTING ADVISORY COMMITTEE NO. 11- 89 RE: NOTICE OF MEETING POSTPONEMENT __________________________________________________________ This is to notify you that the Transfer Agent Shareholder Accounting Advisory Committee meeting which was...

June 14, 1989 TO: BOARD OF GOVERNORS NO. 36-89 STATE SECURITIES MEMBERS NO. 22-89 SEC RULES COMMITTEE NO. 27-89 AD HOC RULE 12b-1 COMMITTEE RE: TESTIMONY IN CALIFORNIA CONCERNING CDSLs __________________________________________________________ The Institute was recently invited to...

June 14, 1989 TO: STATE SECURITIES MEMBERS NO. 21-89 BLUE SKY GUIDE RECIPIENTS RE: INDEFINITE REGISTRATION IN NEBRASKA __________________________________________________________ As you may remember, effective August 1, 1988, Nebraska adopted a provision that allows indefinite...

June 13, 1989 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 23-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: FORMATION OF ACCOUNTING POLICY SUB-COMMITTEE __________________________________________________________ As you know, at the last meeting of the full committee I circulated a sheet...

June 13, 1989 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 21-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: MEETING REMINDER AND AGENDA - JUNE 20, 1989 __________________________________________________________ This is to remind you that the Accounting/Treasurers Committee and the...

June 13, 1989 TO: PENSION MEMBERS NO. 30-89 RE: IRS ANNOUNCEMENT CONCERNING UPCOMING MODIFICATIONS TO REVENUE PROCEDURE 89-9 __________________________________________________________ Attached is a copy of IRS Announcement 89-79, concerning upcoming modifications to Revenue Procedure...

June 13, 1989 TO: PENSION MEMBERS NO. 29-89 RE: IRS NOTICE CONCERNING INTEGRATION WITH SOCIAL SECURITY __________________________________________________________ As we previously advised, the IRS in November 1988 issued proposed regulations under section 401(a)(5) and 401(l) of the...

June 13, 1989 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 22-89 INDEPENDENT ACCOUNTANTS ADVISORY GROUP RE: YEAR-END TAX REPORTING __________________________________________________________ At the committee's last meeting, on March 30, 1989, volunteers were solicited to form part of a...

June 12, 1989 TO: SEC RULES MEMBERS NO. 29-89 RE: COURT OF APPEALS AFFIRMS DISMISSAL OF EXCESSIVE FEE CLAIM IN KRINSK CASE __________________________________________________________ Attached is a copy of the opinion of the U.S. Court of Appeals for the Second Circuit in Krinsk v. Fund...

June 8, 1989 TO: PENSION MEMBERS NO. 27-89 RE: PRIVATE LETTER RULINGS CONCERNING "SUBSTANTIALLY EQUAL PERIODIC PAYMENTS" __________________________________________________________ In Notice 89-25, the IRS set forth three alternative methods of computing the "series of substantially...