June 23, 1989 TO: SEC RULES COMMITTEE NO. 31-89 UNIT INVESTMENT TRUST COMMITTEE NO. 28-89 CLOSED-END FUND COMMITTEE NO. 21-89 BROKER/DEALER ADVISORY COMMITTEE NO. 29-89 MARKETING COMMITTEE NO. 19-89 RE: LEGAL INVESTMENT LAWS SURVEY _____________________________________________________...

June 23, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 25-89 RE: SEC PROPOSED LEGISLATION CONCERNING INVESTMENT ADVISER SELF-REGULATORY ORGANIZATIONS __________________________________________________________ Under separate cover, the Institute has sent you a copy of proposed legislation...

- 1 - June 22, 1989 TO: TAX COMMITTEE NO. 10-89 UNIT INVESTMENT TRUST COMMITTEE NO. 27-89 CLOSED-END FUND COMMITTEE NO. 20-89 OPERATIONS COMMITTEE NO. 11-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 13-89 RE: INSTITUTE COMMENTS ON RECENT AMENDMENTS TO BACKUP WITHHOLDING AND...

June 22, 1989 TO: CLOSED-END FUND COMMITTEE NO. 19-89 SEC RULES COMMITTEE NO. 30-89 RE: ISSUES CONCERNING CLOSED-END FUND TENDER OFFERS __________________________________________________________ Several closed-end funds have conducted or have disclosed in their prospectuses their...

June 21, 1989 TO: RESEARCH COMMITTEE NO. 19-89 RE: SUMMARY TABLES FOR DISTRIBUTION REPORT @@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@@ Enclosed you will find a copy of the Summary Tables and Questionnaire from the distribution research. Many of you left the volume...

June 21, 1989 TO: SEC RULES COMMITTEE NO. 29-89 INTERNATIONAL FUNDS TASK FORCE NO. 2-89 RE: NO-ACTION LETTER PERMITTING A DUTCH DEPOSITORY AND CASHIER INSTITUTION TO ACT AS AN "ELIGIBLE FOREIGN CUSTODIAN" __________________________________________________________ Attached is a no...

June 20, 1989 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 26-89 RE: VIRGINIA REPEAL OF MANUAL EXEMPTION __________________________________________________________ As you know, Virginia recently passed legislation that repealed their manual exemption. (See Memorandum to Unit Investment...

June 20, 1989 TO: SEC RULES MEMBERS NO. 30-89 RE: COURT DISMISSES EXCESSIVE FEE CLAIM IN MEYER CASE __________________________________________________________ The United States District Court for the Southern District of New York has dismissed the complaint of the plaintiff in Meyer v...

June 20, 1989 TO: INVESTMENT ADVISER MEMBERS NO. 35-89 INVESTMENT ADVISER ASSOCIATE MEMBERS NO. 34-89 RE: INSTITUTE'S 1989 INVESTMENT ADVISERS CONFERENCE __________________________________________________________ The Investment Company Institute's 1989 Investment Advisers Conference...

June 19, 1989 TO: MARKETING COMMITTEE NO. 18-89 RE: AGENDA FOR MEETING, JUNE 23, 1989 __________________________________________________________ Attached is the agenda for the Marketing Committee meeting which will be held in the Institute Conference Room at 10:00 a.m. On Friday, June...