Small Funds Content

[14047] October 12, 2001 TO: OPERATIONS COMMITTEE No. 30-01 TAX COMMITTEE No. 27-01 TECHNOLOGY ADVISORY COMMITTEE No. 10-01 TRANSFER AGENT ADVISORY COMMITTEE No. 82-01 SMALL FUNDS COMMITTEE No. 15-01 RE: SECURING AMERICA INVESTMENT ACT OF 2001 The Securing America Investment Act of...

[13977] September 26, 2001 TO: INVESTMENT ADVISER MEMBERS No. 22-01 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 14-01 SMALL FUNDS COMMITTEE No. 14-01 RE: SEC LAUNCHES INVESTMENT ADVISER PUBLIC DISCLOSURE WEBSITE The Securities and Exchange Commission and the North American Securities...

[13966] September 21, 2001 TO: BOARD OF GOVERNORS No. 50-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 67-01 SEC RULES COMMITTEE No. 77-01 SMALL FUNDS COMMITTEE No. 13-01 RE: SEC EXTENDS TEMPORARY EXEMPTIVE RELIEF CONCERNING BORROWING AND LENDING BY MUTUAL FUNDS THROUGH SEPTEMBER 28TH The...

[13952] September 14, 2001 TO: BOARD OF GOVERNORS No. 47-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 64-01 SEC RULES COMMITTEE No. 75-01 SMALL FUNDS COMMITTEE No. 12-01 RE: SEC ORDER PROVIDING INDUSTRY-WIDE TEMPORARY EXEMPTIVE RELIEF FROM CERTAIN INVESTMENT COMPANY ACT REQUIREMENTS The...

[13935] September 10, 2001 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-01 COMPLIANCE ADVISORY COMMITTEE No. 37-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 59-01 SEC RULES COMMITTEE No. 71-01 SMALL FUNDS COMMITTEE No. 11-01 RE: MODEL QUESTIONNAIRE FOR INVESTMENT COMPANY DIRECTORS...

[13737] July 17, 2001 TO: BANK INVESTMENT MANAGEMENT MEMBERS No. 6-01 COMPLIANCE ADVISORY COMMITTEE No. 31-01 SEC RULES COMMITTEE No. 58-01 SMALL FUNDS COMMITTEE No. 10-01 RE: FINANCIAL INSTITUTION REGULATORS REJECT PROPOSAL RELATING TO THE DISCLOSURE OF CUSTOMER ACCOUNT NUMBERS TO...

[13652] June 21, 2001 TO: DIRECT MARKETING COMMITTEE No. 7-01 OPERATIONS COMMITTEE No. 21-01 PENSION COMMITTEE No. 37-01 PENSION OPERATIONS ADVISORY COMMITTEE No. 39-01 SALES FORCE MARKETING COMMITTEE No. 8-01 SHAREHOLDER COMMUNICATIONS COMMITTEE No. 8-01 SMALL FUNDS COMMITTEE No. 9...

[13638] June 18, 2001 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-01 END OF DAY PRICING FORUM No. 3-01 PUBLIC INFORMATION COMMITTEE No. 19-01 SHAREHOLDER COMMUNICATIONS COMMITTEE No. 6-01 SMALL FUNDS COMMITTEE No. 8-01 RE: BARRON’S MUTUAL FUND TABLES Barron’s has notified the Institute...

[13591] June 7, 2001 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 5-01 DIRECT MARKETING COMMITTEE No. 6-01 INDUSTRY STATISTICS COMMITTEE No. 4-01 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 8-01 MUTUAL FUND FACT BOOK PRIMARY CONTACTS - MEMBER COMPLEX No. 40-01 PUBLIC INFORMATION COMMITTEE No...

[13593] June 6, 2001 TO: SMALL FUNDS COMMITTEE No. 6-01 RE: SUMMARY OF MAY 16TH, 2001 MEETING Attached is a summary of the Small Funds Committee meeting held on Wednesday, May 16, 2001 at the Washington Hilton Hotel in Washington, DC. Please contact me at (202) 326-5869 or salmon@ici...