Small Funds Content

[16295] July 14, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 40-03 BROKER/DEALER ADVISORY COMMITTEE No. 22-03 COMPLIANCE ADVISORY COMMITTEE No. 54-03 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-03 INTERNATIONAL COMMITTEE No. 43-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 30-03...

[16252] June 27, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 25-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 41-03 SEC RULES COMMITTEE No. 61-03 SMALL FUNDS COMMITTEE No. 24-03 UNIT INVESTMENT TRUST MEMBERS No. 19-03 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 2-03 RE: PCAOB...

[16240] June 26, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 37-03 BROKER/DEALER ADVISORY COMMITTEE No. 20-03 COMPLIANCE ADVISORY COMMITTEE No. 50-03 INTERNAL AUDIT ADVISORY COMMITTEE No. 5-03 INTERNATIONAL COMMITTEE No. 40-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 28-03...

[16236] June 25, 2003 TO: BROKER/DEALER ADVISORY COMMITTEE No. 19-03 COMPLIANCE ADVISORY COMMITTEE No. 49-03 MONEY LAUNDERING RULES WORKING GROUP No. 40-03 SEC RULES COMMITTEE No. 59-03 SMALL FUNDS COMMITTEE No. 22-03 TRANSFER AGENT ADVISORY COMMITTEE No. 62-03 RE: ICI REQUEST FOR...

[16165] June 5, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 22-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 38-03 COMPLIANCE ADVISORY COMMITTEE No. 43-03 INVESTMENT ADVISERS COMMITTEE No. 12-03 OPERATIONS COMMITTEE No. 9-03 SEC RULES COMMITTEE No. 54-03 SMALL FUNDS COMMITTEE No. 21...

[16163] June 5, 2003 TO: SMALL FUNDS COMMITTEE No. 20-03 RE: SUMMARY OF MAY 20 & 21, 2003 MEETING Attached is the summary of the Small Funds Committee meeting held on May 20 & 21, 2003 in Washington, DC. Please contact me at 202/326-5869 or salmon@ici.org if you have any questions...

[16160] June 4, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 42-03 SEC RULES COMMITTEE No. 52-03 SMALL FUNDS COMMITTEE No. 19-03 RE: NASD PROPOSAL TO REQUIRE CEO AND CHIEF COMPLIANCE OFFICER CERTIFICATION OF COMPLIANCE POLICIES AND PROCEDURES The National Association of Securities...

[16103] May 21, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 19-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-03 COMPLIANCE ADVISORY COMMITTEE No. 37-03 SEC RULES COMMITTEE No. 47-03 SMALL FUNDS COMMITTEE No. 17-03 RE: ICI COMMENT LETTER ON SEC PROPOSAL REGARDING CERTIFICATIONS...

[16020] May 6, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 18-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 32-03 COMPLIANCE ADVISORY COMMITTEE No. 34-03 SEC RULES COMMITTEE No. 43-03 SMALL FUNDS COMMITTEE No. 16-03 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL REGARDING...

[15914] April 17, 2003 TO: BANK AND TRUST ADVISORY COMMITTEE No. 5-03 BROKER/DEALER ADVISORY COMMITTEE No. 16-03 MONEY LAUNDERING RULES WORKING GROUP No. 26-03 OPERATIONS MEMBERS No. 12-03 SMALL FUNDS COMMITTEE No. 15-03 TRANSFER AGENT ADVISORY COMMITTEE No. 41-03 RE: HOMELAND...