Small Funds Content

[15515] January 7, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 3-03 INVESTMENT ADVISERS COMMITTEE No. 1-03 SEC RULES COMMITTEE No. 2-03 SMALL FUNDS COMMITTEE No. 1-03 UNIT INVESTMENT TRUST COMMITTEE No. 2-03 RE: INSTITUTE COMMENT...

[15501] December 31, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 58-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 59-02 SEC RULES COMMITTEE No. 110-02 SMALL FUNDS COMMITTEE No. 23-02 UNIT INVESTMENT TRUST COMMITTEE No. 35-02 RE: DRAFT INSTITUTE LETTER ON SEC AUDITOR INDEPENDENCE...

[15481] December 20, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 56-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 57-02 INVESTMENT ADVISERS COMMITTEE No. 32-02 SEC RULES COMMITTEE No. 108-02 SMALL FUNDS COMMITTEE No. 22-02 UNIT INVESTMENT TRUST COMMITTEE No. 33-02 RE: DRAFT...

[15476] December 20, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 56-02 SEC RULES COMMITTEE No. 107-02 SMALL FUNDS COMMITTEE No. 21-02 ACCOUNTING/TREASURERS COMMITTEE No. 55-02 RE: SEC PROPOSAL RELATING TO SHAREHOLDER REPORTS AND QUARTERLY PORTFOLIO DISCLOSURE; CONFERENCE CALL...

[15398] November 26, 2002 TO: ACCOUNTING/TREASURERS COMMITTEE No. 52-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 47-02 INVESTMENT ADVISERS COMMITTEE No. 28-02 SEC RULES COMMITTEE No. 96-02 SMALL FUNDS COMMITTEE No. 20-02 UNIT INVESTMENT TRUST COMMITTEE No. 26-02 RE: SEC PROPOSAL ON...

[15379] November 25, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 46-02 INVESTMENT ADVISERS COMMITTEE No. 27-02 SEC RULES COMMITTEE No. 94-02 SMALL FUNDS COMMITTEE No. 19-02 RE: SECOND DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSALS RELATING TO PROXY VOTING Attached for your...

[15348] November 8, 2002 TO: SMALL FUNDS COMMITTEE No. 18-02 RE: SUMMARY OF SEPTEMBER 25-27, 2002 MEETING Attached is a summary of the Small Funds Meeting held on September 25-27, 2002 in Key Biscayne, Florida. Please contact me at 202/326-5869 or at salmon@ici.org if you have any...

[15336] November 7, 2002 TO: OPERATIONS COMMITTEE No. 18-02 TRANSFER AGENT ADVISORY COMMITTEE No. 96-02 BROKER/DEALER ADVISORY COMMITTEE No. 44-02 BANK AND TRUST ADVISORY COMMITTEE No. 12-02 SMALL FUNDS COMMITTEE No. 17-02 RE: STAMP, SEMP & NYSE MEDALLION PROGRAMS -- NOTICE OF...

[15331] November 5, 2002 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 44-02 INVESTMENT ADVISERS COMMITTEE No. 24-02 SEC RULES COMMITTEE No. 89-02 SMALL FUNDS COMMITTEE No. 16-02 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC PROPOSALS RELATING TO PROXY VOTING; CONFERENCE CALL SCHEDULED...

[14926] July 16, 2002 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 12-02 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-02 SEC RULES COMMITTEE No. 58-02 SMALL FUNDS COMMITTEE No. 10-02 UNIT INVESTMENT TRUST COMMITTEE No. 19-02 RE: ICI DRAFT COMMENT LETTER ON SEC’S PROPOSED...