Small Funds Content

[15903] April 16, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 16-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-03 SEC RULES COMMITTEE No. 33-03 SMALL FUNDS COMMITTEE No. 14-03 RE: ICI SUPPLEMENTAL COMMENT LETTER ON SEC SUMMARY PORTFOLIO SCHEDULE PROPOSAL Earlier this year, the...

[15814] March 26, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-03 COMPLIANCE ADVISORY COMMITTEE No. 24-03 SEC RULES COMMITTEE No. 28-03 SMALL FUNDS COMMITTEE No. 11-03 RE: SEC PROPOSAL REGARDING CERTIFICATIONS UNDER SECTIONS 302 AND...

[15797] March 24, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 18-03 COMPLIANCE ADVISORY COMMITTEE No. 23-03 INVESTMENT ADVISERS COMMITTEE No. 6-03 SEC RULES COMMITTEE No. 27-03 SMALL FUNDS COMMITTEE No. 10-03 UNIT INVESTMENT TRUST COMMITTEE No. 8-03 RE: DRAFT ICI COMMENT...

ACTION REQUESTED [15794] March 21, 2003 TO: OPERATIONS COMMITTEE No. 6-03 SEC RULES COMMITTEE No. 26-03 SMALL FUNDS COMMITTEE No. 9-03 RE: SEC REQUEST FOR COMMENT ON REVISED NASD BUSINESS CONTINUITY PLAN RULE PROPOSAL The Securities and Exchange Commission has published for comment a...

URGENT/ACTION REQUESTED [15720] March 4, 2003 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-03 INVESTMENT ADVISERS COMMITTEE No. 4-03 SEC RULES COMMITTEE No. 21-03 SMALL FUNDS COMMITTEE No. 8-03 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC’S PAPERWORK REDUCTION ACT ESTIMATES FOR...

[15677] February 20, 2003 TO: OPERATIONS COMMITTEE No. 2-03 TRANSFER AGENT ADVISORY COMMITTEE No. 21-03 BROKER/DEALER ADVISORY COMMITTEE No. 8-03 BANK AND TRUST ADVISORY COMMITTEE No. 3-03 SMALL FUNDS COMMITTEE No. 7-03 RE: STAMP, SEMP & NYSE MEDALLION PROGRAMS - RECENT NOTICES ON...

[15629] February 6, 2003 TO: SEC RULES COMMITTEE No. 15-03 SMALL FUNDS COMMITTEE No. 6-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-03 COMPLIANCE ADVISORY COMMITTEE No. 12-03 UNIT INVESTMENT TRUST COMMITTEE No. 5-03 RE: SEC PROPOSALS RELATING TO INVESTMENT COMPANY AND INVESTMENT...

[15623] February 5, 2003 TO: BOARD OF GOVERNORS No. 5-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-03 COMPLIANCE ADVISORY COMMITTEE No. 9-03 SEC RULES COMMITTEE No. 12-03 SMALL FUNDS COMMITTEE No. 5-03 RE: SEC ADOPTS RULES RELATING TO PROXY VOTING BY INVESTMENT COMPANIES AND...

[15582] January 28, 2003 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-03 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-03 SEC RULES COMMITTEE No. 10-03 SMALL FUNDS COMMITTEE No. 4-03 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL ON SHAREHOLDER REPORTS AND PORTFOLIO HOLDINGS DISCLOSURE...

[15554] January 16, 2003 TO: END OF DAY PRICING FORUM No. 1-03 SMALL FUNDS COMMITTEE No. 2-03 RE: COMMENT LETTER ON NASDAQ OFFICIAL CLOSING PRICE PROPOSAL Attached is the comment letter on Nasdaq’s Official Closing Price proposal that was filed with the Securities and Exchange...