Small Funds Content

[17247] March 18, 2004 TO: 529 PLAN ADVISORY COMMITTEE No. 10-04 SEC RULES COMMITTEE No. 26-04 SMALL FUNDS COMMITTEE No. 19-04 UNIT INVESTMENT TRUST COMMITTEE No. 10-04 RE: DRAFT COMMENT LETTER ON SEC PROPOSED CONFIRMATION AND POINT OF SALE DISCLOSURE RULES; CONFERENCE CALL SCHEDULED...

[17212] March 15, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-04 COMPLIANCE ADVISORY COMMITTEE No. 34-04 INVESTMENT ADVISERS COMMITTEE No. 5-04 SEC RULES COMMITTEE No. 24-04 SMALL FUNDS COMMITTEE No. 18-04 RE: PROXY VOTING DISCLOSURE SERVICES OFFERED BY THIRD PARTY VENDOR...

[17171] March 8, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 5-04 BROKER/DEALER ADVISORY COMMITTEE No. 8-04 OPERATIONS COMMITTEE No. 4-04 PENSION COMMITTEE No. 12-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 22-04 SEC RULES COMMITTEE No. 22-04 SMALL FUNDS COMMITTEE No. 17-04 TAX...

URGENT/ACTION REQUESTED [17179] March 5, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-04 COMPLIANCE ADVISORY COMMITTEE No. 33-04 INVESTMENT ADVISERS COMMITTEE No. 4-04 SEC RULES COMMITTEE No. 21-04 SMALL FUNDS COMMITTEE No. 16-04 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL...

[17167] March 2, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 31-04 PENSION COMMITTEE No. 10-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 19-04 SEC RULES COMMITTEE No. 20-04 SMALL FUNDS COMMITTEE No. 15-04 RE: SEC AND NASD PROPOSE BAN ON DIRECTED BROKERAGE AND SEC SEEKS COMMENT ON...

[17126] February 27, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-04 SEC RULES COMMITTEE No. 18-04 SMALL FUNDS COMMITTEE No. 14-04 RE: DRAFT INSTITUTE COMMENT LETTER ON SEC’S FUND GOVERNANCE PROPOSALS Attached is the Institute’s draft comment letter on the Securities and...

[17109] February 17, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-04 SEC RULES COMMITTEE No. 17-04 SMALL FUNDS COMMITTEE No. 13-04 RE: SEC PROPOSES NEW DISCLOSURE REQUIREMENTS REGARDING BOARD APPROVAL OF INVESTMENT ADVISORY CONTRACTS The Securities and Exchange Commission...

[17090] February 10, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-04 EQUITY MARKETS ADVISORY COMMITTEE No. 3-04 SEC RULES COMMITTEE No. 16-04 SMALL FUNDS COMMITTEE No. 12-04 RE: DRAFT INSTITUTE LETTER ON SEC CONCEPT RELEASE ON MEASURES TO IMPROVE DISCLOSURE OF MUTUAL FUND...

[17082] February 6, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 5-04 END OF DAY PRICING FORUM No. 1-04 PUBLIC COMMUNICATIONS COMMITTEE No. 9-04 SMALL FUNDS COMMITTEE No. 11-04 TRANSFER AGENT ADVISORY COMMITTEE No. 16-04 RE: RUSSELL INDEX REBALANCE DATE CHANGE Attached is a press...

[17047] February 3, 2004 TO: 529 PLAN ADVISORY COMMITTEE No. 3-04 SEC RULES COMMITTEE No. 13-04 SMALL FUNDS COMMITTEE No. 9-04 UNIT INVESTMENT TRUST COMMITTEE No. 8-04 RE: SEC PROPOSES NEW FUND AND 529 PLAN CONFIRMATION AND POINT OF SALE DISCLOSURE RULES; CONFERENCE CALL SCHEDULED FOR...