Small Funds Content

[17762] July 13, 2004 TO: SEC RULES COMMITTEE No. 60-04 SMALL FUNDS COMMITTEE No. 39-04 COMPLIANCE ADVISORY COMMITTEE No. 70-04 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 26-04 INVESTMENT ADVISERS COMMITTEE No. 8-04 UNIT INVESTMENT TRUST COMMITTEE No. 16-04 TRANSFER AGENT ADVISORY...

[17756] July 13, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 27-04 INVESTMENT ADVISERS COMMITTEE No. 9-04 SEC RULES COMMITTEE No. 61-04 SMALL FUNDS COMMITTEE No. 40-04 UNIT INVESTMENT TRUST COMMITTEE No. 17-04 RE: SEC SEMI-ANNUAL REGULATORY AGENDA The Securities and Exchange...

[17690] June 18, 2004 TO: NEW YORK CITY AREA SMALL FUNDS MEMBERS RE: MEETING - RESEARCH AND ANALYSIS OF SMALL FUNDS The Investment Company Institute would like to invite you to a meeting for New York City area Small Funds members on July13, 2004. The meeting will take place at The...

[17672] June 10, 2004 TO: SMALL FUNDS COMMITTEE No. 37-04 RE: DRAFT INSTITUTE LETTER ON SEC CONCEPT RELEASE ON SECURITIES TRANSACTIONS SETTLEMENT As we previously informed you,1 the Securities and Exchange Commission has published for comment a concept release on securities...

[17668] June 10, 2004 TO: SMALL FUNDS COMMITTEE No. 36-04 RE: SEC ISSUES CONCEPT RELEASE ON SECURITIES TRANSACTIONS SETTLEMENT The Securities and Exchange Commission ("SEC") has issued a concept release requesting comment on methods to improve the safety and operational efficiency of...

[17661] June 9, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-04 END OF DAY PRICING FORUM No. 3-04 SMALL FUNDS COMMITTEE No. 35-04 RE: RUSSELL INDEX REBALANCE - JUNE 25, 2004 As we previously informed you, the Russell Index rebalance is scheduled to occur on Friday, June 25, 2004.1...

[17638] June 8, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-04 OPERATIONS COMMITTEE No. 12-04 SEC RULES COMMITTEE No. 52-04 SMALL FUNDS COMMITTEE No. 34-04 TECHNOLOGY ADVISORY COMMITTEE No. 14-04 PRIMARY CONTACTS - MEMBER COMPLEX No. 55-04 RE: HOMELAND SECURITY STRATEGY FOR...

[17613] June 3, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-04 FOREIGN SECURITIES VALUATION WORKING GROUP SEC RULES COMMITTEE No. 51-04 SMALL FUNDS COMMITTEE No. 33-04 VALUATION PROCEDURES TASK FORCE No. 1-04 RE: JUNE 24 CONFERENCE CALL TO DISCUSS POSSIBLE INSTITUTE ACTIONS WITH...

[17566] May 21, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 22-04 SEC RULES COMMITTEE No. 47-04 SMALL FUNDS COMMITTEE No. 31-04 RE: INSTITUTE COMMENT LETTER ON SEC PROPOSAL RELATING TO DISCLOSURE RULES FOR PORTFOLIO MANAGERS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES The...

[17533] May 14, 2004 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-04 BOARD OF GOVERNORS No. 36-04 EQUITY MARKETS ADVISORY COMMITTEE No. 22-04 RESEARCH COMMITTEE No. 11-04 SEC RULES COMMITTEE No. 45-04 SMALL FUNDS COMMITTEE No. 30-04 RE: NASD CREATES TASK FORCE WITH GOAL OF INCREASING...