Small Funds Content

[17488] May 11, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-04 SEC RULES COMMITTEE No. 42-04 SMALL FUNDS COMMITTEE No. 28-04 RE: INSTITUTE DRAFT COMMENT LETTER ON SEC PROPOSAL RELATING TO DISCLOSURE RULES FOR PORTFOLIO MANAGERS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES...

[17493] May 11, 2004 TO: COMPLIANCE ADVISORY COMMITTEE No. 48-04 PENSION COMMITTEE No. 27-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 38-04 SEC RULES COMMITTEE No. 43-04 SMALL FUNDS COMMITTEE No. 29-04 RE: INSTITUTE COMMENT LETTER ON PROPOSED BAN ON DIRECTED BROKERAGE ARRANGEMENTS...

[17478] May 7, 2004 TO: 529 PLAN ADVISORY COMMITTEE No. 18-04 BANK AND TRUST ADVISORY COMMITTEE No. 11-04 BROKER/DEALER ADVISORY COMMITTEE No. 16-04 OPERATIONS COMMITTEE No. 9-04 PENSION COMMITTEE No. 25-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 36-04 SEC RULES COMMITTEE No. 41-04...

[17462] May 4, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-04 SEC RULES COMMITTEE No. 39-04 SMALL FUNDS COMMITTEE No. 26-04 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 4-04 RE: DRAFT ICI COMMENT LETTER ON SEC EDGAR RULE PROPOSAL As we previously informed you, the...

[17427] April 27, 2004 TO: PENSION COMMITTEE No. 23-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 34-04 SEC RULES COMMITTEE No. 37-04 SMALL FUNDS COMMITTEE No. 25-04 RE: DRAFT INSTITUTE COMMENT LETTER ON PROPOSED BAN ON DIRECTED BROKERAGE ARRANGEMENTS AND FURTHER REFORM OF RULE 12b-1...

ACTION REQUESTED [17401] April 19, 2004 TO: BANK AND TRUST ADVISORY COMMITTEE No. 8-04 BROKER/DEALER ADVISORY COMMITTEE No. 13-04 OPERATIONS COMMITTEE No. 7-04 PENSION COMMITTEE No. 20-04 PENSION OPERATIONS ADVISORY COMMITTEE No. 32-04 SEC RULES COMMITTEE No. 36-04 SMALL FUNDS...

[17383] April 14, 2004 TO: 529 PLAN ADVISORY COMMITTEE No. 14-04 SEC RULES COMMITTEE No. 33-04 SMALL FUNDS COMMITTEE No. 23-04 RE: INSTITUTE COMMENT LETTER ON SEC PROPOSED CONFIRMATION AND POINT OF SALE DISCLOSURE RULES As we previously advised you, in January, the Securities and...

[17380] April 13, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-04 SEC RULES COMMITTEE No. 32-04 SMALL FUNDS COMMITTEE No. 22-04 RE: DRAFT ICI COMMENT LETTER ON SEC PROPOSAL REGARDING BOARD APPROVAL OF ADVISORY CONTRACTS; CONFERENCE CALL APRIL 16TH As we previously informed...

[17318] March 30, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-04 SEC RULES COMMITTEE No. 28-04 SMALL FUNDS COMMITTEE No. 21-04 VARIABLE INSURANCE PRODUCTS ADVISORY COMMITTEE No. 3-04 RE: SEC PROPOSES AMENDMENTS TO EDGAR SYSTEM RULES TO IDENTIFY SERIES AND CLASSES AND...

[17258] March 19, 2004 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-04 SEC RULES COMMITTEE No. 27-04 SMALL FUNDS COMMITTEE No. 20-04 RE: SEC PROPOSES DISCLOSURE RULES RELATING TO PORTFOLIO MANAGERS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES; CONFERENCE CALL SCHEDULED FOR...