[13977]
September 26, 2001
TO: INVESTMENT ADVISER MEMBERS No. 22-01
INVESTMENT ADVISER ASSOCIATE MEMBERS No. 14-01
SMALL FUNDS COMMITTEE No. 14-01
RE: SEC LAUNCHES INVESTMENT ADVISER PUBLIC DISCLOSURE WEBSITE
The Securities and Exchange Commission and the North American Securities
Administrators Association today announced the launch of its Investment Adviser Public
Disclosure (IAPD) website. A copy of the SEC’s press release is attached. This website,
www.adviserinfo.sec.gov, enables persons with access to the Internet to review free of charge
the Form ADV, Uniform Application for Investment Adviser Registration, of any investment
adviser that is registered with the SEC.* In addition, the IAPD includes information on those
state-registered advisers that have filed a Form ADV with the Investment Adviser Registration
Depository (IARD). A search may be conducted on the IAPD using the adviser’s name, SEC
number, or its IARD or Central Registration Depository (CRD) number.
Tamara K. Reed
Associate Counsel
Attachment
Note: Not all recipients receive the attachment. To obtain a copy of the attachment, please visit our members website
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attachment for memo 13977.
Attachment (in .pdf format)
* Currently, only Part 1 of the Form ADV is available on the IAPD. The SEC hopes to add Part II to the website in the
future.