On August 2, FINRA and the MSRB (the "self-regulatory organizations" or "SROs") each issued a request for comment on proposals to shorten the current timeframe for reporting transactions to TRACE and the RTRS, respectively, from generally no later than fifteen minutes after execution...
The ICI and twenty-four other trade associations submitted a joint letter to SEC Chair Gensler yesterday expressing serious concern that the Commission is not affording sufficient time for meaningful public input into the rulemaking process.
ICI submitted a letter responding to the Municipal Securities Rulemaking Board's request for information on environmental, social and governance (ESG) practices in the municipal securities market.
As we previously reported, the Municipal Securities Rulemaking Board has issued a request for information (RFI) on environmental, social, and governance (ESG) practices in the municipal securities market. Responses to the RFI are due March 8, 2022.
Last December, the SEC adopted new Rule 2a-5 under the Investment Company Act, which addresses the fair valuation responsibilities of funds and their boards and advisers, along with a companion recordkeeping rule.
The MSRB has issued a Request for Information (RFI) to solicit public input on environmental, social and governance (ESG) practices in the municipal securities market. The Board is seeking this input as part of its broader engagement on ESG trends.
The next meeting of the Municipal Securities Advisory Committee has been scheduled for Wednesday, October 27th and will be held virtually via Zoom.
[33508] April 28, 2021 TO: Municipal Securities Advisory Committee RE: Reminder - May 12 Municipal Securities Advisory Committee Meeting; Agenda Attached The next meeting of the Municipal Securities Advisory Committee has been scheduled for Wednesday, May 12th and will be held...
In December, the SEC adopted new Rule 2a-5 (the “fair value rule”) under the Investment Company Act, which addresses the fair valuation responsibilities of funds and their boards and advisers.
