Municipal Securities Advisory Content

[30623] March 7, 2017 TO: ICI Members Municipal Securities Advisory Committee SUBJECTS: Municipal Securities RE: SEC Proposes Amendments to Exchange Act Rule 15c2-12 Relating to Municipal Securities Disclosure The Securities and Exchange Commission has proposed amendments relating to...

[30575] February 10, 2017 TO: Municipal Securities Advisory Committee RE: Mark Your Calendar - May 16 Municipal Securities Advisory Committee Meeting; Date Change The next meeting of the Municipal Securities Advisory Committee has been scheduled for Tuesday, May 16, 2017, at the...

[30570] February 8, 2017 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded...

[30477] December 13, 2016 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee End Of Day Pricing Forum ETF (Exchange-Traded Funds) Committee ETF Advisory...

[30342] October 25, 2016 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 20-16 RE: REMINDER - NOVEMBER 10 MUNICIPAL SECURITIES ADVISORY COMMITTEE MEETING; AGENDA ATTACHED The next meeting of the Municipal Securities Advisory Committee has been scheduled for Thursday, November 10, 2016...

[30334] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 33-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 41-16BROKER/DEALER ADVISORY COMMITTEE No. 38-16CHIEF RISK OFFICER COMMITTEE No. 33-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-16COMPLIANCE MEMBERS No. 34...

The SEC adopted rule amendments last week that permit, but do not require, mutual funds to use swing pricing. On the same day, the SEC adopted new enhanced fund reporting and liquidity requirements.

[30331] October 21, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 32-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 40-16BROKER/DEALER ADVISORY COMMITTEE No. 37-16CHIEF RISK OFFICER COMMITTEE No. 32-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-16COMPLIANCE MEMBERS No. 33...

[30316] October 14, 2016 TO: ACCOUNTING/TREASURERS MEMBERS No. 30-16BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-16BROKER/DEALER ADVISORY COMMITTEE No. 35-16CHIEF RISK OFFICER COMMITTEE No. 30-16CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-16COMPLIANCE MEMBERS No. 31...

[30247] September 15, 2016 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 14-16 RE: MARK YOUR CALENDAR - NOVEMBER 10 MUNICIPAL SECURITIES ADVISORY COMMITTEE MEETING The next meeting of the Municipal Securities Advisory Committee has been scheduled for Thursday, November 10, 2016, at...