Municipal Securities Advisory Content

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Memo#
31154

April 9 SEC Meeting of Fixed Income Market Structure Advisory Committee

[31154] April 10, 2018 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee RE: April 9 SEC Meeting of Fixed Income Market Structure Advisory Committee On April 9th...
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Memo#
31091

OCIE Publishes the Priorities of the National Examination Program for 2018

[31091] February 16, 2018 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Advertising Anti-Money Laundering Compliance Cybersecurity Exchange-Traded Funds (ETFs) Fixed Income Securities Litigation & Enforcement Municipal Securities Variable Insurance Products...
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Memo#
31088

Mark Your Calendar - May 16 Municipal Securities Advisory Committee Meeting

[31088] February 15, 2018 TO: Municipal Securities Advisory Committee RE: Mark Your Calendar - May 16 Municipal Securities Advisory Committee Meeting The next meeting of the Municipal Securities Advisory Committee has been scheduled for Wednesday, May 16, 2018, at the offices of the...
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Memo#
30847

Updates to ICI's Liquidity Risk Management Program Rule Resource Center

[30847] August 22, 2017 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Investment Advisers Committee...