Municipal Securities Advisory Content

[33374] March 24, 2021 TO: Municipal Securities Advisory Committee RE: May 12 Municipal Securities Advisory Committee Meeting The next meeting of the Municipal Securities Advisory Committee has been scheduled for Wednesday, May 12th and will be held virtually via Zoom. The meeting...

On December 21, 2020, Securities and Exchange Commission (“Commission”) Chairman Jay Clayton issued a statement announcing that the Commission’s Division of Trading and Markets released its staff report on the Fixed Income Market Structure Advisory Committee’s work over the past year...

[32968] December 8, 2020 TO: ICI Members Investment Company Directors ICI Global Members LIBOR Transition Working Group SUBJECTS: Alternative Investments Bank Regulation Closed-End Funds COVID-19 Exchange-Traded Funds (ETFs) Financial Stability Fixed Income Securities Investment...

[32812] October 7, 2020 TO: Municipal Securities Advisory Committee RE: Mark Your Calendar - November 12 Municipal Securities Advisory Committee Call The next meeting of the Municipal Securities Advisory Committee will be held as a call on Thursday, November 12, 2020, from 2:00 p.m...

The CFTC Divisions of Swap Dealer and Intermediary Oversight (DSIO), Market Oversight (DMO), and Clearing and Risk (DCR) recently revised and expanded previously-issued no-action letters that provide relief to swap dealers (SDs) and other market participants related to the transition...

[32435] May 4, 2020 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Internal Sales Managers Roundtable Investment Adviser and Broker-Dealer Standards of Conduct Working Group Municipal Securities Advisory Committee Operations Committee...

[32436] May 4, 2020 TO: ICI MembersICI Global Members SUBJECTS: Exchange-Traded Funds (ETFs)Fixed Income SecuritiesInvestment AdvisersMoney Market FundsMunicipal SecuritiesSystemic RiskTrading and Markets RE: UPDATED Reference Guide: Federal Reserve Funding Facilities Established in...

[-1] April 15, 2020 TO: ICI Members Municipal Securities Advisory Committee SUBJECTS: Municipal Securities RE: ICI Files Comment Letter on MSRB's Draft Amendments to Rule A-3 on Membership on the Board As you know, the Municipal Securities Rulemaking Board is seeking comment on draft...

[32385] April 15, 2020 TO: Municipal Securities Advisory Committee RE: Mark Your Calendar - May 21 Municipal Securities Advisory Committee Call The next meeting of the Municipal Securities Advisory Committee will be held as a call on Thursday, May 21, 2020, from 11:00 a.m. Eastern to...