Municipal Securities Advisory Content

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ICI Default BG
Memo#
35686

SEC Institutes Proceedings to Determine Whether to Approve or Disapprove FINRA and MSRB Proposed Changes to Shorten Reporting Timeframes for TRACE-Eligible Securities and Municipal Securities

On April 22, 2024, the Securities and Exchange Commission issued orders instituting proceedings to determine whether to approve or disapprove proposed rule changes filed, pursuant to Exchange Act Rule 19b-4, by the Financial Industry Regulatory Authority (FINRA) and the Municipal...
ICI Default BG
Memo#
35612

SEC Approves MSRB Rule Amendments to Promote Same-Day Affirmation

On Wednesday, February 7, the SEC approved a rule filing from the Municipal Securities Rulemaking Board (MSRB) to amend MSRB Rule G-12 to require dealers effecting municipal securities transactions subject to the T+1 settlement cycle to (1) enter into written agreements with "relevant...
ICI Default BG
Memo#
35588

ICI Submits Letter on MSRB Proposal to Promote Same-Day Affirmation

ICI has filed the attached comment letter on the Municipal Securities Rulemaking Board's (MSRB) proposed rule amendment to require dealers effecting municipal securities transactions subject to the T+1 settlement cycle to (1) enter into written agreements with "relevant parties" to...
ICI Default BG
Memo#
35584

ICI Draft Letter to MSRB on Same-Day Affirmation: Comments Due COB Tomorrow

As we previously reported, the Municipal Securities Rulemaking Board (MSRB) has proposed a rule amendment to promote the allocation, confirmation, affirmation (or any combination) of municipal securities transactions as soon as technologically practicable on a same-day basis. The MSRB...
ICI Default BG
Memo#
35573

MSRB Proposes Rule Amendments to Promote Same-Day Affirmation

On December 21, the Municipal Securities Rulemaking Board (MSRB) proposed, via a rule filing to the Securities and Exchange Commission (SEC), amendments to MSRB Rule G-12 to require dealers effecting municipal securities transactions that are subject to the T+1 settlement cycle to (1)...