Municipal Securities Advisory Content

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Memo#
18798

SEC PROPOSED RULE DEFINING THE TERM "NRSRO"

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18798] April 22, 2005 TO: SEC RULES MEMBERS No. 52-05...
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Memo#
18610

INSTITUTE LETTER REGARDING CIRCULAR 230 PROPOSED REGULATIONS

[18610] March 3, 2005 TO: FIXED-INCOME ADVISORY COMMITTEE No. 8-05 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-05 TAX MEMBERS No. 4-05 RE: INSTITUTE LETTER REGARDING CIRCULAR 230 PROPOSED REGULATIONS The Treasury Department (“Treasury”) recently issued final and proposed regulations...
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Memo#
18489

INSTITUTE LETTER ON SECURITIES ACT REFORM PROPOSALS

[18489] February 2, 2005 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-05 EQUITY MARKETS ADVISORY COMMITTEE No. 10-05 FIXED-INCOME ADVISORY COMMITTEE No. 4-05 SEC RULES MEMBERS No. 21-05 RE: INSTITUTE LETTER ON SECURITIES ACT REFORM PROPOSALS The Institute filed a comment letter...
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Memo#
18189

SEC PROPOSES SECURITIES ACT REFORM

[18189] November 15, 2004 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 73-04 EQUITY MARKETS ADVISORY COMMITTEE No. 45-04 FIXED-INCOME ADVISORY COMMITTEE No. 13-04 SEC RULES MEMBERS No. 163-04 RE: SEC PROPOSES SECURITIES ACT REFORM The Securities and Exchange Commission has published...
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Memo#
11856

SEC GUIDANCE AND REQUEST FOR COMMENTS ON USE OF ELECTRONIC MEDIA

1 SEC Release Nos. 33-7856, 34-42728, IC-24426 (Apr. 28, 2000). 2 SEC Release Nos. 33-7233, 34-36345, IC-21399 (Oct. 6, 1995); SEC Release Nos. 33-7288, 34-37182, IC-21945 (May 9, 1996). [11856] May 4, 2000 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS No. 12-00 INVESTMENT ADVISER MEMBERS...