Municipal Securities Advisory Content

[22739] July 28, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 33-08 FIXED-INCOME ADVISORY COMMITTEE No. 20-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 28-08 RE: SEC PUBLISHES ITS SECOND COMPLIANCE ALERT SUMMARIZING RECENT OCIE EXAM FINDINGS The SEC staff has published another...

[22740] July 28, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 34-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 29-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 20-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 15-08 FIXED-INCOME ADVISORY COMMITTEE No. 21-08 SEC RULES MEMBERS No...

[22712] July 18, 2008 TO: SEC RULES COMMITTEE No. 50-08 EQUITY MARKETS ADVISORY COMMITTEE No. 31-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 27-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 13-08 FIXED-INCOME ADVISORY COMMITTEE...

[22667] July 8, 2008 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 29-08FIXED-INCOME ADVISORY COMMITTEE No. 18-08INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-08MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-08MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 26-08SEC RULES COMMITTEE No. 45...

[22651] July 1, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 25-08 RE: MARK YOUR CALENDAR - NOV. 13 MUNICIPAL SECURITIES ADVISORY COMMITTEE MEETING A meeting of the Municipal Securities Advisory Committee has been scheduled for Thursday, November 13, 2008, at the offices of...

    [22619]   June 19, 2008 TO: SEC RULES COMMITTEE No. 42-08 EQUITY MARKETS ADVISORY COMMITTEE No. 26-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 24-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 15-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 10-08 FIXED-INCOME ADVISORY...

    [22571]   May 30, 2008 TO: FIXED-INCOME ADVISORY COMMITTEE No. 13-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 23-08     RE: FINRA PROPOSES TO EXPAND DATA ELEMENTS AVAILABLE IN TRACE   The Financial Industry Regulatory Authority (“FINRA”) has filed a proposed rule change with...

    [22562]   May 27, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 22-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 9-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 23-08     RE: MSRB SEEKS COMMENT ON INCREASING AVAILABLE...

    [22548]   May 21, 2008 TO: FIXED-INCOME ADVISORY COMMITTEE No. 12-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 11-08 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 21-08 TAX MEMBERS No. 19-08     RE: U.S. SUPREME COURT UPHOLDS KENTUCKY’S STATE TAX EXEMPTION FOR RESIDENTS HOLDING IN...

    [22498]   May 6, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 20-08     RE: SEC APPROVES MSRB PROPOSAL TO IMPROVE TRANSACTION REPORTING OF NEW ISSUES   The Securities and Exchange Commission has approved a rule proposal filed by the Municipal Securities Rulemaking Board (...