Municipal Securities Advisory Content

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Memo#
22408

FINRA Focuses on Investors in Auction Rate Securities

    [22408]   April 9, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 18-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-08     RE: FINRA FOCUSES ON INVESTORS IN AUCTION RATE SECURITIES   The Financial Industry Regulatory Authority (“FINRA”) recently issued guidance to investors...
ICI Default BG
Memo#
22368

SEC Provides Guidance for Issuers of Municipal Auction Rate Securities

    [22368]   March 25, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 14-08 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-08 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-08 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-08     RE: SEC PROVIDES GUIDANCE FOR ISSUERS OF...