Municipal Securities Advisory Content

Filter Results By
Showing Results 491 - 500 of 536
ICI Default BG
Memo#
21660

SEC Grants Registrations for Seven Credit Rating Agencies as NRSROs

  [21660]   September 25, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 58-07 ETF ADVISORY COMMITTEE No. 31-07 FIXED-INCOME ADVISORY COMMITTEE No. 28-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 29-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 26-07 MUNICIPAL SECURITIES...
ICI Default BG
Memo#
21568

FINRA Offers Free Fixed-Income Trade Data

  [21568]   September 7, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 23-07 MUNICIPAL SECURITIES ADVISORY COMMITTEE EQUITY MARKETS ADVISORY COMMITTEE No. 51-07 SEC RULES MEMBERS No. 117-07 RE: FINRA OFFERS FREE FIXED-INCOME TRADE DATA   The Financial Industry Regulatory Authority...
ICI Default BG
Memo#
20608

MSRB Files Proposed Advertising Amendments with the SEC

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20608] November 24, 2006 TO: 529 PLAN ADVISORY COMMITTEE No...
ICI Default BG
Memo#
20475

President Signs Into Law "Credit Rating Agency Reform Act"

[20475] October 10, 2006 TO: INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-06 ©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a...