Fixed-Income Advisory Content

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21568

FINRA Offers Free Fixed-Income Trade Data

  [21568]   September 7, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 23-07 MUNICIPAL SECURITIES ADVISORY COMMITTEE EQUITY MARKETS ADVISORY COMMITTEE No. 51-07 SEC RULES MEMBERS No. 117-07 RE: FINRA OFFERS FREE FIXED-INCOME TRADE DATA   The Financial Industry Regulatory Authority...
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Memo#
21436

SEC Approves Nasdaq Proposal to Reestablish PORTAL Market System

[21436]   August 7, 2007 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 45-07 SEC RULES MEMBERS No. 105-07 FIXED-INCOME ADVISORY COMMITTEE No. 20-07 SMALL FUNDS MEMBERS No. 68-07 RE: SEC APPROVES NASDAQ PROPOSAL TO REESTABLISH PORTAL MARKET SYSTEM   The Securities and Exchange Commission...
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Memo#
21413

ICI Launches Municipal Securities Advisory Committee

    [21413]   August 1, 2007 TO: PRIMARY CONTACTS - MEMBER COMPLEX No. 14-07 ETF ADVISORY COMMITTEE No. 27-07 EQUITY MARKETS ADVISORY COMMITTEE No. 43-07 FIXED-INCOME ADVISORY COMMITTEE No. 19-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-07 529 PLAN ADVISORY COMMITTEE No. 8-07...
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Memo#
21397

SEC Approves Consolidation of NASD and NYSE Member Regulation Operations

    [21397]   July 27, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 45-07 COMPLIANCE MEMBERS No. 41-07 ETF ADVISORY COMMITTEE No. 26-07 EQUITY MARKETS ADVISORY COMMITTEE No. 41-07 FIXED-INCOME ADVISORY COMMITTEE No. 17-07 SEC RULES MEMBERS No. 95-07 SMALL FUNDS MEMBERS No. 63-07...