Fixed-Income Advisory Content

    [22274]   February 27, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 8-08 FIXED-INCOME ADVISORY COMMITTEE No. 5-08     RE: INSTITUTE LETTER ON MSRB PROPOSAL ON SECONDARY MARKET DISCLOSURE   As we previously informed you, the MSRB sought comment on a proposal to incorporate...

[22261] February 22, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 7-08FIXED-INCOME ADVISORY COMMITTEE No. 4-08 RE: ICI DRAFT LETTER TO MSRB ON SECONDARY MARKET DISCLOSURE PROPOSAL; YOUR COMMENTS REQUESTED BY FEBRUARY 25 The Institute has prepared the attached draft comment...

    [22251]   February 19, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 6-08 FIXED-INCOME ADVISORY COMMITTEE No. 3-08 SEC RULES MEMBERS No. 17-08     RE: SEC OUTLINES APPROACH TO RECENT EVENTS IN THE BOND INDUSTRY                 On January 31, 2008, SEC Chairman Cox sent a...

    [22191]   February 6, 2008 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 5-08 FIXED-INCOME ADVISORY COMMITTEE No. 2-08 SEC RULES MEMBERS No. 12-08     RE: MSRB PROPOSES INCORPORATING SECONDARY MARKET DISCLOSURE REQUIREMENTS INTO EMMA   On January 31, 2008, the Municipal...

    [22161]   January 29, 2008 TO: ACCOUNTING/TREASURERS MEMBERS No. 2-08 COMPLIANCE MEMBERS No. 3-08 FIXED-INCOME ADVISORY COMMITTEE No. 1-08 INVESTMENT COMPANY DIRECTORS No. 1-08 SEC RULES MEMBERS No. 8-08 SMALL FUNDS MEMBERS No. 5-08     RE: SEC SETTLES CASE AGAINST ADVISER...

  [22083]   December 27, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 42-07 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 17-07 SEC RULES MEMBERS No. 159-07 RE: NYSE PROPOSES INCREASE TO CERTAIN LISTING FEES   The Securities and Exchange Commission has published for comment a proposed...

    [22073]   December 20, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 41-07 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 16-07 RE: WHITE PAPER TO ENHANCE INVESTMENT GRADE BOND PROTECTIONS   The Credit Roundtable recently issued a white paper, “Improving Covenant Protections in the...

    [22056]   December 18, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 74-07 COMPLIANCE MEMBERS No. 68-07 ETF COMMITTEE No. 1-07 FIXED-INCOME ADVISORY COMMITTEE No. 40-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 36-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 33-07 SEC...

    [22027]   December 11, 2007 TO: ACCOUNTING/TREASURERS MEMBERS No. 38-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 72-07 COMPLIANCE MEMBERS No. 67-07 ETF ADVISORY COMMITTEE No. 36-07 EQUITY MARKETS ADVISORY COMMITTEE No. 62-07 FIXED-INCOME ADVISORY COMMITTEE No. 39-07 INST. MONEY...

    [22005]   December 4, 2007 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 13-07 FIXED-INCOME ADVISORY COMMITTEE No. 38-07 SEC RULES MEMBERS No. 150-07     RE: SEC CHAIRMAN COX SUPPORTS MSRB AS CENTRALIZED DISCLOSURE VENUE   On November 21, 2007, SEC Chairman Cox sent a letter to...