Fixed-Income Advisory Content

    [20950]   March 14, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-07 ETF ADVISORY COMMITTEE No. 12-07 FIXED-INCOME ADVISORY COMMITTEE No. 6-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 5-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 4-07 SEC RULES MEMBERS No. 33-07...

    [20932]   March 9, 2007 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-07 ETF ADVISORY COMMITTEE No. 11-07 FIXED-INCOME ADVISORY COMMITTEE No. 5-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 4-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 3-07 SEC RULES COMMITTEE No. 24-07...

    [20926]   March 5, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 4-07 SEC RULES MEMBERS No. 29-07     RE: MSRB SEEKS COMMENTS ON RULE CHANGES TO ESTABLISH AN ELECTRONIC ACCESS SYSTEM FOR OFFICIAL STATEMENTS   On January 25, 2007, the Municipal Securities Rulemaking Board (MSRB)...

    [20893]   February 28, 2007 TO: FIXED-INCOME ADVISORY COMMITTEE No. 3-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 3-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-07 SEC RULES MEMBERS No. 24-07     RE: NASD ESTABLISHES PORTFOLIO MARGIN PILOT PROGRAM   NASD has issued a...

    [20877]   February 16, 2007 TO: SEC RULES MEMBERS No. 21-07 FIXED-INCOME ADVISORY COMMITTEE No. 2-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 1-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 2-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-07 ETF ADVISORY COMMITTEE No. 6-07...

    [20796]   January 22, 2007 TO: COMPLIANCE MEMBERS No. 3-07 FIXED-INCOME ADVISORY COMMITTEE No. 1-07 SEC RULES MEMBERS No. 8-07     RE: SEC NO-ACTION LETTER ADDRESSES ADVISER DUTIES AND USE OF NASDAQ OFFICIAL CLOSING PRICE IN RULE 17A-7 TRANSACTIONS   The staff of the SEC’s...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20696] December 15, 2006 TO: ADVISER DISTRIBUTOR TAX ISSUES...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20671] December 8, 2006 TO: EQUITY MARKETS ADVISORY...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20626] December 6, 2006 TO: ADVISER DISTRIBUTOR TAX ISSUES...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20587] November 15, 2006 TO: 529 PLAN ADVISORY COMMITTEE No...