Fixed-Income Advisory Content

Filter Results By
Showing Results 481 - 490 of 686
ICI Default BG
Memo#
23316

FINRA Proposes to Expand Scope of Securities Subject to TRACE Reporting

    [23316]   March 30, 2009 TO: SEC RULES MEMBERS No. 35-09 FIXED-INCOME ADVISORY COMMITTEE No. 10-09     RE: FINRA PROPOSES TO EXPAND SCOPE OF SECURITIES SUBJECT TO TRACE REPORTING   The Financial Industry Regulatory Authority (“FINRA”) has filed two proposed rule changes with the U...
ICI Default BG
Memo#
23359

ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules

    [23359]   March 27, 2009 TO: SEC RULES MEMBERS No. 33-09 EQUITY MARKETS ADVISORY COMMITTEE No. 14-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 11-09 FIXED-INCOME ADVISORY COMMITTEE No. 9-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 12-09 INST. MONEY MARKET FUNDS ADVISORY...
ICI Default BG
Memo#
23351

FICC Proposes Charge for Fails-to-Deliver in Treasury Securities

    [23351]   March 25, 2009 TO: FIXED-INCOME ADVISORY COMMITTEE No. 8-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 10-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 11-09 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 11-09 SEC RULES MEMBERS No. 32-09     RE: FICC PROPOSES CHARGE...
ICI Default BG
Memo#
23340

Draft ICI Comment Letter on SEC Proposed Amendments to NRSRO Rules

    [23340]   March 20, 2009 TO: SEC RULES COMMITTEE No. 15-09 EQUITY MARKETS ADVISORY COMMITTEE No. 12-09 FIXED-INCOME ADVISORY COMMITTEE No. 7-0 9MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 9-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 10-09 INST. MONEY MARKET FUNDS ADVISORY...
ICI Default BG
Memo#
23285

ICI Outlines Detailed Regulatory Reform Proposal

    [23285]   March 3, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-09 EQUITY MARKETS ADVISORY COMMITTEE No. 7-09 FIXED-INCOME ADVISORY COMMITTEE No. 5-09 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 6-09 MUNICIPAL SECURITIES...
ICI Default BG
Memo#
23275

Tax Credit Bond Provisions In Recently-Enacted Tax Legislation

    [23275]   February 25, 2009 TO: TAX MEMBERS No. 6-09 FIXED-INCOME ADVISORY COMMITTEE No. 4-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 5-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 4-09 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 5-09     RE: TAX CREDIT BOND PROVISIONS IN...
ICI Default BG
Memo#
23252

SEC Re-Proposes Amendments to NRSRO Rules

    [23252]   February 13, 2009 TO: SEC RULES COMMITTEE No. 5-09 EQUITY MARKETS ADVISORY COMMITTEE No. 5-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 3-09 FIXED-INCOME ADVISORY COMMITTEE No. 3-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 4-09 INST. MONEY MARKET FUNDS ADVISORY...
ICI Default BG
Memo#
23248

SEC Adopts Amendments to NRSRO Rules

    [23248]   February 12, 2009 TO: SEC RULES MEMBERS No. 15-09 EQUITY MARKETS ADVISORY COMMITTEE No. 4-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 2-09 FIXED-INCOME ADVISORY COMMITTEE No. 2-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 3-09 INST. MONEY MARKET FUNDS ADVISORY...