Fixed-Income Advisory Content

    [23869]   October 12, 2009 TO: COMPLIANCE MEMBERS No. 44-09 EQUITY MARKETS ADVISORY COMMITTEE No. 41-09 FIXED-INCOME ADVISORY COMMITTEE No. 20-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 40-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 46-09 SEC RULES MEMBERS No. 107-09     RE...

    [23838]   October 1, 2009 TO: FIXED-INCOME ADVISORY COMMITTEE No. 19-09     RE: SEC APPROVES FINRA PROPOSAL TO EXPAND SCOPE OF TRACE-ELIGIBLE SECURITIES   The Securities and Exchange Commission has approved, on an accelerated basis, a proposed rule change filed by The Financial...

    [23642]   July 21, 2009 TO: SEC RULES MEMBERS No. 78-09 SMALL FUNDS MEMBERS No. 44-09 EQUITY MARKETS ADVISORY COMMITTEE No. 33-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 31-09 FIXED-INCOME ADVISORY COMMITTEE No. 18-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 35-09     RE...

    [23622]   July 13, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 30-09 FIXED-INCOME ADVISORY COMMITTEE No. 17-09     RE: SEC AND MSRB ISSUE STATEMENTS REGARDING CALIFORNIA IOUS   The staff of the Securities and Exchange Commission (“SEC”) issued a press release stating that...

    [23609]   July 6, 2009 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 27-09 FIXED-INCOME ADVISORY COMMITTEE No. 16-09     RE: MSRB ISSUES REPORT ON BUILD AMERICA BONDS   The Municipal Securities Rulemaking Board (MSRB) published a report which reviewed issuance and trading...

    [23582]   June 24, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-09 FIXED-INCOME ADVISORY COMMITTEE No. 15-09 SEC RULES MEMBERS No. 69-09     RE: SEC STAFF ISSUES NO-ACTION LETTER ON TALF LOANS FOR MUTUAL FUNDS AND CLOSED-END FUNDS   On June 19th, the Staff of the...

[23567]   June 19, 2009 TO: BOARD OF GOVERNORS No. 5-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-09 EQUITY MARKETS ADVISORY COMMITTEE No. 30-09 FEDERAL LEGISLATION MEMBERS No. 6-09 FIXED-INCOME ADVISORY COMMITTEE No. 14-09 INTERNATIONAL MEMBERS No. 14-09 INVESTMENT ADVISER MEMBERS...

    [23566]   June 19, 2009 TO: SEC RULES MEMBERS No. 63-09 EQUITY MARKETS ADVISORY COMMITTEE No. 29-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 23-09 FIXED-INCOME ADVISORY COMMITTEE No. 13-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 23-09     RE: JOINT FORUM ISSUES FINAL PAPER ON...

    [23396]   April 17, 2009 TO: SEC RULES MEMBERS No. 43-09 EQUITY MARKETS ADVISORY COMMITTEE No. 15-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 12-09 FIXED-INCOME ADVISORY COMMITTEE No. 11-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 17-09 INST. MONEY MARKET FUNDS ADVISORY...

  [23397] April 17, 2009 TO: SEC RULES MEMBERS No. 44-09 EQUITY MARKETS ADVISORY COMMITTEE No. 16-09 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 13-09 FIXED-INCOME ADVISORY COMMITTEE No. 12-09 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 18-09 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE...