Fixed-Income Advisory Content

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24647

President's Working Group Report On Money Market Fund Reform Options

  [24647]   October 22, 2010 TO: ACCOUNTING/TREASURERS MEMBERS No. 34-10 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 41-10 BROKER/DEALER ADVISORY COMMITTEE No. 48-10 FIXED-INCOME ADVISORY COMMITTEE No. 23-10 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 54-10 MUNICIPAL SECURITIES...
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24623

CFTC/SEC Adopt Rules for Reporting of Swaps

  [24623]   October 18, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 51-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-10 ETF ADVISORY COMMITTEE No. 45-10 EQUITY MARKETS ADVISORY COMMITTEE No. 39-10 FIXED-INCOME ADVISORY COMMITTEE No. 21-10 SEC RULES MEMBERS No. 103-10 RE: CFTC...
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24609

EU Proposes Regulation of OTC Derivatives Market

[24609] October 14, 2010 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 29-10 ETF ADVISORY COMMITTEE No. 44-10 EQUITY MARKETS ADVISORY COMMITTEE No. 38-10 FIXED-INCOME ADVISORY COMMITTEE No. 20-10 INTERNATIONAL MEMBERS No. 22-10 SEC RULES MEMBERS No. 101-10 RE: EU PROPOSES REGULATION...
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24551

ICI Comments on Definitions Related to Regulation of Swaps

  [24551]   September 22, 2010 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 47-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 27-10 ETF ADVISORY COMMITTEE No. 39-10 EQUITY MARKETS ADVISORY COMMITTEE No. 35-10 FIXED-INCOME ADVISORY COMMITTEE No. 18-10 MUNICIPAL SECURITIES ADVISORY...
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Memo#
24503

SEC Charges State of New Jersey with Fraudulent Bond Offerings

  [24503]   August 20, 2010 TO: MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 35-10 FIXED-INCOME ADVISORY COMMITTEE No. 15-10 RE: SEC CHARGES STATE OF NEW JERSEY WITH FRAUDULENT BOND OFFERINGS   The Securities and Exchange Commission has settled a fraud action against the State of New...