Fixed-Income Advisory Content

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24987

ICI Letters on Definition of Major Swap Participant

[24987] February 23, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 19-11 EQUITY MARKETS ADVISORY COMMITTEE No. 17-11 FIXED-INCOME ADVISORY COMMITTEE No. 25-11 SEC RULES MEMBERS No. 37-11 SMALL FUNDS MEMBERS...
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Memo#
24976

ICI Draft Letter on SEC Municipal Advisor Registration Proposal

  [24976] February 18, 2011 TO: 529 PLAN ADVISORY COMMITTEE No. 2-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 13-11 BROKER/DEALER ADVISORY COMMITTEE No. 11-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-11 COMPLIANCE ADVISORY COMMITTEE No. 3-11 FIXED-INCOME ADVISORY...
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Memo#
24970

Draft ICI Letter on Definition of Major Swap Participant

[24970] February 17, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 10-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 18-11 EQUITY MARKETS ADVISORY COMMITTEE No. 16-11 FIXED-INCOME ADVISORY COMMITTEE No. 22-11 SEC RULES COMMITTEE No. 16-11 SMALL FUNDS...
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Memo#
24960

SEC Approves NYSE Rules for Bond Trading License and Bonds Liquidity Providers

  [24960] February 11, 2011 TO: FIXED-INCOME ADVISORY COMMITTEE No. 20-11 RE: SEC APPROVES NYSE RULES FOR BOND TRADING LICENSE AND BONDS LIQUIDITY PROVIDERS   The Securities and Exchange Commission approved a proposed rule change filed by the New York Stock Exchange (“NYSE” or the...
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Memo#
24951

ICI Letter on CFTC Proposal for Real-Time Reporting of Swap Transaction Data

[24951] February 8, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF ADVISORY COMMITTEE No. 15-11 EQUITY MARKETS ADVISORY COMMITTEE No. 13-11 FIXED-INCOME ADVISORY COMMITTEE No. 19-11 SEC RULES COMMITTEE No. 15-11 RE: ICI LETTER ON...
ICI Default BG
Memo#
24950

ICI Letter on SEC Study on Credit Rating Agency Standardization

  [24950] February 8, 2011 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 19-11 FIXED-INCOME ADVISORY COMMITTEE No. 18-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 10-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 10-11 SEC RULES MEMBERS No. 30-11 SMALL FUNDS MEMBERS No. 18-11 RE: ICI...