Fixed-Income Advisory Content

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Memo#
25162

ABS Risk Retention Requirements

  [25162] May 2, 2011 TO: FIXED-INCOME ADVISORY COMMITTEE No. 33-11 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 30-11 MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 25-11 RE: ABS RISK RETENTION REQUIREMENTS   The Securities and Exchange Commission (“SEC”), Office of the Comptroller of the...
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Memo#
24986

ICI Letter on SEC Municipal Advisor Registration Proposal

[24986] February 23, 2011 TO: 529 PLAN ADVISORY COMMITTEE No. 3-11 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 14-11 BROKER/DEALER ADVISORY COMMITTEE No. 12-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-11 COMPLIANCE MEMBERS No. 19-11 FIXED-INCOME ADVISORY COMMITTEE No. 24...