Derivatives Market Advisory Committee Content

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31595

ICI Files Comment Letter on IOSCO Leverage Consultation

[31595] February 4, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: ICI Files Comment Letter on IOSCO Leverage...
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Memo#
31590

NFA Adopts Interpretive Notice Regarding CPO Internal Controls

[31590] February 1, 2019 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Fund Accounting & Financial Reporting Intermediary Oversight Investment Advisers Portfolio Oversight Risk...
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Memo#
31588

FSB Discussion Paper on CCP Resolution - ICI Global Comment Letter

[31588] February 1, 2019 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: FSB Discussion Paper on CCP Resolution - ICI Global Comment Letter On 1 February 2019, ICI Global filed a comment letter with the...
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Memo#
31584

ICI Files Comment Letter With CFTC on Post-Trade Name Give-Up

[31584] January 29, 2019 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Compliance Derivatives Disclosure Investment Advisers RE: ICI Files Comment Letter With CFTC on Post-Trade Name Give-Up In November, the Commodity Futures Trading Commission (CFTC or “Commission”...
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Memo#
31578

Hong Kong SFC Adopts New Derivatives Rules

[31578] January 25, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: Hong Kong SFC Adopts New Derivatives Rules The Securities...