[31567] January 17, 2019 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SEC Rules Committee RE: Draft ICI Comment Letter on IOSCO Leverage Consultation; Member Comments Requested by January 24 As previously...
[31561] January 16, 2019 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: FSB Discussion Paper on CCP Resolution - Draft Letter for Member Comment by 24 January 2019 As previously advised, [1] on 15 November...
[31565] January 16, 2019 TO: Derivatives Markets Advisory Committee RE: Draft Comment Letter to CFTC on Post-Trade Name Give-Up - Your Comments Requested by January 23 In November, the Commodity Futures Trading Commission (CFTC or “Commission”) requested public comment on the practice...
[31564] January 16, 2019 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Trading and Markets RE: ICI Submits Comment Letter on Limit Up-Limit Down Plan Amendment ICI, jointly with the Investors...
[31558] January 15, 2019 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Agreement Reached on Amendments to BRRD Moratorium Powers This memorandum provides an update on the final agreement reached by the...
[31541] January 3, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong SFC Issues Guidance on Funds' Use of Derivatives On 17 December, the Hong Kong Securities and Futures...
[31524] December 18, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Pacific Chapter ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global MiFID, EMIR, AIFMD, UCITS V RE: Hong...
[31516] December 10, 2018 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Financial Stability Board Discussion Paper on CCP Resolution - Member Call on 17 December at 2pm GMT/9am ET On 15 November 2018, the...
[31511] December 3, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Systemic Risk RE: IOSCO Issues Consultation Paper on Assessing Investment Funds' Use of Leverage; Member...
[31502] November 28, 2018 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee RE: Global Standard-Setting Bodies Issue a Final Report on Incentives to Centrally Clear OTC Derivatives The Basel Committee on Banking Supervision, the Committee on Payments...
