[31960] September 11, 2019 TO: Derivatives Markets Advisory Committee RE: Save the Date - Derivatives Markets Advisory Committee Meeting - Wednesday, November 13th The fall in-person meeting of ICI’s Derivatives Markets Advisory Committee has been scheduled for Wednesday, November...
[31956] September 10, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Trading and Markets RE: SEC Delays Compliance Date for Certain Order Handling Disclosure Rules In November of 2018, the Securities and Exchange Commission (“SEC”) amended its order handling...
[31914] August 21, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Anti-Money Laundering International/Global Operations Trading and Markets RE: Monetary Authority of Singapore (MAS) Issues Consultation on the Requirements on...
[31911] August 20, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Trading and Markets RE: SEC Staff Issues Responses to Frequently Asked Questions Concerning Amendments to Rule 606 of Regulation NMS The staff of the SEC’s Division of Trading and Markets recently...
[31885] August 2, 2019 TO: ICI Members Investment Company Directors ICI Global Members Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee SUBJECTS: Derivatives Disclosure Fixed Income Securities Fund Accounting & Financial...
[31882] August 1, 2019 TO: ICI MembersDerivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: DeriviativesTrading & Markets RE: ICI Joins Letter to CFTC and US Prudential Regulators Advocating for Broader Use of MMFs as Collateral for Uncleared...
[31880] August 1, 2019 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Litigation & Enforcement Trading and Markets RE: ICI and CII File Amicus Brief Supporting the SEC's Transaction Fee Pilot for Listed Stocks The Investment Company Institute (ICI) and Council of...
[31855] July 15, 2019 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Internal Audit Committee...
[31835] July 3, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: SEC Adopts Final Rules on Capital, Margin, and Segregation for...
[31833] July 2, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: EU Publishes Amendments to...
