[31822] June 24, 2019 TO: ICI Members ICI Global Members SUBJECTS: Advertising Closed-End Funds Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Investment Advisers Systemic Risk Trading and Markets Transfer Agency Variable Insurance Products RE: ICI Summary of Spring...
[31821] June 24, 2019 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee RE: CPMI and IOSCO Issue a Discussion Paper on CCP Default Management Auctions The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of...
[31810] June 17, 2019 TO: ICI Members ICI Global Members SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ESMA Issues Final Report on Periodic Auctions The European Securities and Markets Authority (ESMA) recently issued a final report on periodic...
[31807] June 13, 2019 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: Call on Implementation Issues Associated with the SFC's UT Code Amendments on Derivatives - 21 June at 9 am (Hong Kong Time) As previously...
[31780] May 29, 2019 TO: Derivatives Markets Advisory Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Municipal Securities Advisory Committee RE: ICI Member Call June 4 to Discuss Member Implementation Efforts on Benchmark Reform Transition Following up...
[31771] May 23, 2019 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee SUBJECTS: Trading and Markets RE: SEC Issues Order Approving Amendment to Limit Up-Limit Down Plan The Securities and Exchange Commission (SEC) recently...
[31762] May 16, 2019 TO: Derivatives Markets Advisory Committee RE: ICI Member Call on May 30 to Discuss CFTC Proposed Amendments to Swap Data Reporting Requirements and DCO Rules As previously reported, the Commodity Futures Trading Commission (CFTC or “Commission”) recently proposed...
[31755] May 10, 2019 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee RE: European Parliament and Council Adopt Overhaul of CCP Supervision with Amendments to EMIR The European...
[31753] May 9, 2019 TO: Derivatives Markets Advisory Committee RE: CFTC Proposes Amendments to Swap Data Reporting Requirements and DCO Rules The Commodity Futures Trading Commission (CFTC or “Commission”) recently proposed amendments to improve the accuracy of swap data reported to...
[31745] May 6, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee International Operations Advisory Committee SUBJECTS: International/Global Operations Trading and Markets RE: HK SFC Joint Consultation Paper on a Revised Operational Model for...
