Derivatives Market Advisory Committee Content

[32282] March 14, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Technology & Business Continuity...

[32276] March 12, 2020 TO: Derivatives Markets Advisory Committee RE: CFTC Proposes Amendments to Swap Data Reporting Requirements On February 20th, the Commodity Futures Trading Commission (CFTC or “Commission”) proposed amendments to its regulations regarding swap data reporting. [1...

[32271] March 9, 2020 TO: 1940 Act Derivatives Working Group Accounting/Treasurers Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded Funds) Committee Money Market Funds Advisory Committee...

[32270] March 6, 2020 TO: Accounting/Treasurers Committee Derivatives Markets Advisory Committee LIBOR Transition Working Group SEC Rules Committee Securities Operations Advisory Committee Security Valuation Operations Committee RE: LIBOR Update: ARRC Legislative Proposal, UK...

[32261] March 4, 2020 TO: ICI Members SUBJECTS: Derivatives Disclosure Fund Accounting & Financial Reporting International/Global Portfolio Oversight RE: SEC Requests Comment on Fund Names Rule The Securities and Exchange Commission published a release seeking public comment on the...

[32259] March 4, 2020 TO: ICI Members SUBJECTS: Trading and Markets RE: SEC Proposal to Update NMS Market Data Infrastructure The SEC unanimously approved a rule proposal (“Proposed Rule” or “Release”) to update the national market system (NMS) and ensure that it continues to promote...

[32254] March 2, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Disclosure Investment Advisers Trading and Markets RE: ICI Files Comment Letter with CFTC Supporting Prohibition on Post-Trade Name Give-Up In December, the Commodity Futures Trading...

[32253] February 28, 2020 TO: ICI Members SUBJECTS: Trading and Markets RE: ICI Comment Letter on SEC Proposed Order to Reform NMS Plan Governance The Commission published for comment a proposed order to modernize the operation of existing national market system plans (the “NMS Plans”...

[32252] February 27, 2020 TO: Accounting/Treasurers Committee Derivatives Markets Advisory Committee LIBOR Transition Working Group SEC Rules Committee Securities Operations Advisory Committee Security Valuation Operations Committee RE: LIBOR Update: ARRC Consultation on Swaptions and...

[32237] February 25, 2020 TO: ICI Members SUBJECTS: Trading and Markets RE: SEC Disapproves Cboe EDGA Exchange Proposed Liquidity Provider Protection Delay Mechanism Cboe EDGA Exchange filed a proposed rule with the SEC in June 2019 to establish the Liquidity Provider Protection delay...