Derivatives Market Advisory Committee Content

[32453] May 11, 2020 TO: ICI Members SUBJECTS: Trading and Markets RE: SEC Issues Final Order to Reform NMS Equity Data Plan Governance We are pleased to report that the SEC voted unanimously to issue a final order directing the SROs—the equity exchanges and FINRA—to submit a new...

[32448] May 7, 2020 TO: Accounting/Treasurers Committee Derivatives Markets Advisory Committee LIBOR Transition Working Group SEC Rules Committee Securities Operations Advisory Committee Security Valuation Operations Committee RE: LIBOR Update: ARRC Issues Best Practices for Vendor...

[32447] May 7, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee RE: ICI Global's Draft MiFID II Response to the European Commission - Member Comments Requested by 11 May 2020 As previously advised, [1] on 17 February 2020 the European Commission issued...

[32445] May 6, 2020 TO: ICI Members SUBJECTS: Derivatives Disclosure Fund Accounting & Financial Reporting International/Global Portfolio Oversight RE: ICI Comment Letter on SEC's Fund Names Rule As we previously informed you, the SEC published a release seeking public comment on the...

[32433] May 4, 2020 TO: ICI Members SUBJECTS: Alternative Investments Closed-End Funds Compliance Derivatives Fund Accounting & Financial Reporting Investment Advisers RE: CFTC Proposes Revisions to Periodic Reporting Requirements for Commodity Pool Operators The Commodity Futures...

[32436] May 4, 2020 TO: ICI MembersICI Global Members SUBJECTS: Exchange-Traded Funds (ETFs)Fixed Income SecuritiesInvestment AdvisersMoney Market FundsMunicipal SecuritiesSystemic RiskTrading and Markets RE: UPDATED Reference Guide: Federal Reserve Funding Facilities Established in...

[32434] May 4, 2020 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Systemic Risk RE: ESMA Issues Consultation Paper on Framework for Regulating Alternative Investment Fund Leverage; Member Call Scheduled for Thursday, May 21 at 10 am (Eastern Time) The...

[32425] April 28, 2020 TO: Derivatives Markets Advisory Committee RE: May 13 Telephonic Meeting of Derivatives Markets Advisory Committee - Draft Agenda Attached As previously announced, on Wednesday, May 13th, from 1-3 pm ET, ICI will hold a telephonic members-only meeting of the...

[32422] April 27, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers RE: NFA Issues Notice to Members Providing...

[32417] April 24, 2020 TO: ICI Members Chief Compliance Officer Committee Derivatives Markets Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Investment Advisers RE: CFTC Staff Issues Time-Limited No-Action...