Derivatives Market Advisory Committee Content

On March 23, the US Senate voted 96-0 to approve the Coronavirus Aid, Relief, and Economic Security (CARES) Act. The US House of Representatives then followed suit and approved this sweeping legislation by voice vote this afternoon. President Trump is expected to sign it into law...

[32326] March 26, 2020 TO: ICI Global Members Chief Compliance Officer Committee International Compliance Advisory Committee International Internal Audit Advisory Committee SUBJECTS: Audit Committees Compliance International/Global Investment Advisers Operations Trading and Markets RE...

[32323] March 26, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Subcommittee SUBJECTS: Compliance Derivatives International/Global Investment Advisers...

[32327] March 26, 2020 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations...

[32318] March 25, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight...

[32313] March 24, 2020 TO: ICI Members Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Disclosure Distribution Fund Accounting & Financial Reporting Investment Advisers Operations Recordkeeping RE: NFA Provides Relief to CPOs and...

[32307] March 23, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Settlement Technology & Business Continuity...

[32306] March 23, 2020 TO: ICI Members Accounting/Treasurers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance Derivatives Disclosure Distribution Fund Accounting & Financial Reporting Investment Advisers Operations Recordkeeping RE: CFTC Staff Issues No-Action...

[32301] March 19, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Global Operations Advisory Committee ICI Global Exchange Traded Funds Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee ICI Global Transaction...

[32286] March 15, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Settlement Technology & Business...