[32670] August 11, 2020 TO: ICI Members SUBJECTS: Compliance Disclosure Distribution Fixed Income Securities Trading and Markets RE: SEC Publishes Procedures for Nominating Members to the Investor Advisory Committee On August 5, the Securities and Exchange Commission published new...
[32664] August 6, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Compliance Derivatives International/Global Investment...
[32646] July 29, 2020 TO: ICI Members Investment Company Directors Advertising Compliance Advisory Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee Disclosure Working Group Fixed...
[32627] July 22, 2020 TO: Derivatives Markets Advisory Committee Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: FSB Consultation on CCP Resolution: Draft ICI Global Letter - Member Input Requested by...
[32597] July 13, 2020 TO: Derivatives Markets Advisory Committee Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: FSB Consultation on CCP Resolution: Member Input Requested by Tuesday 21 July On 4 May 2020...
[32595] July 13, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Financial Stability Investment Advisers Trading and Markets RE: ICI Files Comment Letter with CFTC on Proposed Amendments to Part 190 Bankruptcy Regulations ICI has filed a comment...
[32577] July 2, 2020 TO: Derivatives Markets Advisory Committee RE: CFTC Proposes Electronic Trading Risk Principles for Designated Contract Markets On June 25, 2020, the Commodity Futures Trading Commission (CFTC or “Commission”) voted to formally withdraw its outstanding proposals...
