Derivatives Market Advisory Committee Content

[32886] November 2, 2020 TO: ICI Members Investment Company Directors 1940 Act Derivatives Working Group SUBJECTS: Alternative Investments Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Financial Stability Fund Governance Recordkeeping Risk Oversight...

[32881] October 30, 2020 TO: ICI Members Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Closed-End Funds Compliance CPO/CTA Derivatives Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Investment Advisers RE: CFTC Approves Amendments to Form...

[32878] October 29, 2020 TO: Derivatives Markets Advisory Committee RE: SEC and CFTC Jointly Request Comment on Portfolio Margining of Uncleared Swaps and Non-Cleared Security-Based Swaps - ICI Member Call on November 9th On October 22nd, the Securities and Exchange Commission (SEC)...

[32870] October 28, 2020 TO: Derivatives Markets Advisory Committee RE: Registration Open for November 16th Virtual Meeting of the Derivatives Markets Advisory Committee On Monday, November 16th, from 1:00-3:30 pm ET, ICI will hold a virtual members-only meeting of the Derivatives...

[32860] October 27, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: ICI Files Comment...

[32866] October 27, 2020 TO: ICI Members ICI Global Members ICI Global Brexit Task Force SUBJECTS: International/Global Trading and Markets RE: Brexit: ESMA Statement on the EU Share Trading Obligation On 26 October 2020, the European Securities and Markets Authority (ESMA) published...

[32868] October 27, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance CPO/CTA Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC Chairman Tarbert Issues Directive on...

[32858] October 23, 2020 TO: ICI MembersDerivatives Markets Advisory Committee SUBJECTS: DerivativesInvestment AdvisersOperations RE: ICI Files Comment Letter with CFTC on Proposed Amendments to Uncleared Swap Margin Requirements ICI has filed a comment letter with the CFTC on the...

[32857] October 23, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee LIBOR Transition Working Group SUBJECTS: Compliance Derivatives Financial Stability Operations RE: LIBOR Update: ISDA Launches Fallback Protocol and Supplement We wanted to alert you to...

[32855] October 22, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee LIBOR Transition Working Group SEC Rules Committee SUBJECTS: Compliance Derivatives Financial Stability Operations RE: LIBOR Update: Tough Legacy...