Derivatives Market Advisory Committee Content

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33457

New NFA Rule and Interpretive Notices Regarding CPOs and CTAs

[33457] April 14, 2021 TO: ICI Members Chief Compliance Officer Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Compliance CPO/CTA Derivatives Intermediary Oversight Investment Advisers RE: New NFA Rule and Interpretive Notices Regarding CPOs...
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Memo#
33239

CFTC Establishes New Climate Risk Unit

[33239] March 17, 2021 TO: ICI Members Derivatives Markets Advisory Committee ESG Advisory Group ESG Task Force SEC Rules Committee SUBJECTS: ESG RE: CFTC Establishes New Climate Risk Unit On March 17, 2021, CFTC Acting Chairman Rostin Behnam announced that he has established the...