Derivatives Market Advisory Committee Content

[32942] November 24, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Disclosure Financial Stability Fixed Income Securities Fund Governance Money Market Funds Operations Risk Oversight Trading and Markets RE: Chairman Clayton Speech Reviews Tenure, Suggests Areas for...

[32940] November 24, 2020 TO: Derivatives Markets Advisory Committee RE: CFTC Adopts Amendments to SEF Regulations for Package Transactions and Error Trades On November 18, the Commodity Futures Trading Commission (CFTC or “Commission”) approved a final rule to amend certain...

[32936] November 23, 2020 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ICI Draft Comment Letters to CFTC and SEC on Portfolio Margining - Your Comments Requested by December 1 On October 22nd, the Securities...

[32938] November 23, 2020 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee RE: Member Call to Discuss the Leverage-Related Questions in the EC's AIFMD Review - December 7 at 11:30 am (Eastern) As previously reported, the European Commission published a...

[32933] November 20, 2020 TO: 1940 Act Derivatives Working Group Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded Funds) Committee...

[32914] November 17, 2020 TO: ICI MembersDerivatives Markets Advisory Committee SUBJECTS: Derivatives RE: CFTC Staff Extends No-Action Relief for SEFs from Certain Block Trade Requirements The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission (CFTC or...

[32906] November 10, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Advertising Closed-End Funds Disclosure Fund Accounting & Financial Reporting Trading and Markets RE: Private Market Update: SEC Adopts Changes to Exempt Offering Framework The Securities and Exchange...

[32903] November 9, 2020 TO: Derivatives Markets Advisory Committee RE: Reminder: Register for November 16th Virtual Meeting of the Derivatives Markets Advisory Committee - Draft Agenda Attached Next Monday, November 16th, from 1:00–3:30 p.m. ET, ICI will hold a virtual members-only...

[32898] November 5, 2020 TO: Derivatives Markets Advisory Committee RE: CFTC Staff Issues FAQs on Post-Trade Name Give-Up On June 25, 2020, the Commodity Futures Trading Commission (CFTC or “Commission”) adopted a final rule, Regulation 37.9(d), that prohibits post-trade name give-up...

[32890] November 3, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Alternative Investments Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Financial Stability Fund Governance Recordkeeping Risk Oversight RE: SEC's New Rule on Funds' Use of Derivatives...