[31434] October 12, 2018 TO: Derivatives Markets Advisory Committee RE: Save the Date - Derivatives Markets Advisory Committee Meeting - Thursday, November 8 The fall in-person meeting of the Derivatives Markets Advisory Committee has been scheduled for Thursday, November 8. The...
[31420] October 2, 2018 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: October 9 ICI Member Call to Discuss Implementation Issues under Margin Rules for Uncleared Swaps As you may know, the compliance dates...
[31417] October 1, 2018 TO: ICI Members ICI Global Members SUBJECTS: Trading and Markets RE: ICI Submits Second Comment Letter in Response to SEC's Proposed Transaction Fee Pilot ICI recently filed the attached comment letter, its second in response to the Securities Exchange...
[31378] September 10, 2018 TO: Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee RE: ICI Global and SIFMA AMG Submit Follow-up Letter to EU Policymakers on BRRD Moratorium Powers ICI Global and the Asset Management Group of the Securities Industry and...
[31372] September 7, 2018 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee RE: ICI Global Files Comment Letter on Incentives to Centrally Clear OTC Derivatives The Basel Committee on Banking Supervision, the Committee on Payments and Market...
[31358] August 29, 2018 TO: Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee RE: Draft ICI Comment Letter on Incentives to Centrally Clear OTC Derivatives - Member Comment Requested by Wednesday, September 5 The Basel Committee on Banking Supervision, the...
[31347] August 27, 2018 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global RE: ICI Global Files Comment Letter on the SFC's "Soft Consultation" Proposing Refinements to Proposed Derivatives Amendments in the Code on Unit Trusts and Mutual Funds ICI Global...
[31344] August 22, 2018 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Trading and Markets RE: SEC Adopts Rules for the Regulation of NMS Stock Alternative Trading Systems The Securities and...
[31340] August 20, 2018 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Pacific Chapter ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global RE: ICI Global Submits Comment Letter on the SFC's Proposed Margin...
