CCO (Chief Compliance Officer) Content

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Memo#
19067

INSTITUTE PRESIDENT'S SUBMISSION TO SEC CHAIRMAN COX

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19067] August 4, 2005 TO: BOARD OF GOVERNORS No. 34-05...
ICI Default BG
Memo#
19015

SEC'S CONTACT INFORMATION FOR CCO OUTREACH PROGRAMS

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19015] July 13, 2005 TO: CHIEF COMPLIANCE OFFICER COMMITTEE...
ICI Default BG
Memo#
18991

SEC STAFF PROVIDES ASSURANCES RELATING TO DUAL CCO ARRANGEMENTS

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18991] July 1, 2005 TO: CHIEF COMPLIANCE OFFICER COMMITTEE...
ICI Default BG
Memo#
18941

GAO ISSUES SECOND REPORT REGARDING MUTUAL FUND TRADING ABUSES

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18941] June 15, 2005 TO: BOARD OF GOVERNORS No. 29-05 CHIEF...