CCO (Chief Compliance Officer) Content

    [20777]   January 11, 2007 TO: ACCOUNTING/TREASURERS MEMBERS No. 2-07 CHIEF COMPLIANCE OFFICER COMMITTEE No. 1-07 CLOSED-END INVESTMENT COMPANY MEMBERS No. 5-07 OPERATIONS MEMBERS No. 3-07 PRIMARY CONTACTS - MEMBER COMPLEX No. 2-07 SEC RULES MEMBERS No. 6-07 SMALL FUNDS MEMBERS No...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20587] November 15, 2006 TO: 529 PLAN ADVISORY COMMITTEE No...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20587] November 15, 2006 TO: 529 PLAN ADVISORY COMMITTEE No...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20565] November 14, 2006 TO: SEC RULES COMMITTEE No. 50-06...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20559] November 9, 2006 TO: ACCOUNTING/TREASURERS MEMBERS...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20496] October 19, 2006 TO: BANK, TRUST AND RECORDKEEPER...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20421] September 28, 2006 TO: BANK, TRUST AND RECORDKEEPER...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20187] July 17, 2006 TO: CHIEF COMPLIANCE OFFICER COMMITTEE...

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20153] July 3, 2006 TO: TECHNOLOGY ADVISORY COMMITTEE No...