CCO (Chief Compliance Officer) Content

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Memo#
19594

Paper Developed By the TA CCO Reporting Task Force

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19594] January 12, 2006 TO: CHIEF COMPLIANCE OFFICER...
ICI Default BG
Memo#
19497

SEC STAFF CLARIFIES POSITION CONCERNING 12B-1 FEE REBATES

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19497] December 20, 2005 TO: BROKER/DEALER ADVISORY...
ICI Default BG
Memo#
19481

2005 SECURITIES LAW DEVELOPMENTS CONFERENCE SPEECHES

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19481] December 16, 2005 TO: BOARD OF GOVERNORS No. 66-05...