CCO (Chief Compliance Officer) Content

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ICI Default BG
Memo#
20139

IDC Issues Task Force Report on Board Consideration of Fund Mergers

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20139] June 30, 2006 TO: BOARD OF GOVERNORS No. 21-06 CHIEF...
ICI Default BG
Memo#
20139

IDC Issues Task Force Report on Board Consideration of Fund Mergers

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20139] June 30, 2006 TO: BOARD OF GOVERNORS No. 21-06 CHIEF...
ICI Default BG
Memo#
19801

SEC Proposes Revisions to the Redemption Fee Rule

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19801] March 3, 2006 TO: CHIEF COMPLIANCE OFFICER COMMITTEE...
ICI Default BG
Memo#
19695

Summary of SEC No-Action Letters -- Series 92

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19695] February 14, 2006 TO: BROKER/DEALER ADVISORY...